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WisdomTree US SmallCap Dividend Fund

118 hedge funds and large institutions have $348M invested in WisdomTree US SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 46 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more call options, than puts

Call options by funds: $5.3M | Put options by funds: $3.05M

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

39% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 33

4% more funds holding

Funds holding: 113118 (+5)

0.08% more ownership

Funds ownership: 105.31%105.4% (+0.08%)

9% less capital invested

Capital invested by funds: $383M → $348M (-$35.4M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
118
Holders Change
+5
Holders Change %
+4.42%
% of All Funds
3.42%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
13
Increased
46
Reduced
33
Closed
8
Calls
$5.3M
Puts
$3.05M
Net Calls
+$2.25M
Net Calls Change
+$3.75M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$55M -$1.42M -62,688 -2%
U
2
UBS
Switzerland
$30M -$1.6M -70,311 -5%
Wells Fargo
3
Wells Fargo
California
$29.6M +$1.8M +79,410 +6%
BUB
4
BBVA USA Bancshares
Texas
$23.8M +$226K +9,936 +0.9%
Bank of America
5
Bank of America
North Carolina
$21.5M -$1.62M -71,274 -7%
PP
6
Palladium Partners
Virginia
$16.4M +$23K +1,011 +0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$14.1M +$4.02K +177 +0%
LPL Financial
8
LPL Financial
California
$14M -$285K -12,558 -2%
Creative Planning
9
Creative Planning
Kansas
$7.45M +$604K +26,589 +8%
CLA
10
Cranberry Lake Advisors
Texas
$6.62M
PI
11
Placemark Investments
Illinois
$6.19M +$475K +20,898 +8%
SWM
12
SVA Wealth Management
Wisconsin
$5.88M +$307K +13,530 +5%
ST
13
Spinnaker Trust
Maine
$5.43M +$202K +8,889 +4%
VCAM
14
Valentine Capital Asset Management
California
$5.24M -$5.28M -232,230 -49%
JWM
15
Jacobus Wealth Management
Wisconsin
$4.59M -$24.5K -1,080 -0.5%
AssetMark Inc
16
AssetMark Inc
California
$4.53M +$1.44M +63,243 +43%
OCG
17
Opus Capital Group
Ohio
$4.51M +$82.6K +3,636 +2%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$4.24M +$601K +26,427 +16%
PFM
19
Parsec Financial Management
North Carolina
$4.19M -$121K -5,310 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$3.93M +$261K +11,493 +7%
BTS
21
BB&T Securities
Virginia
$3.87M +$406K +17,877 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$3.61M -$699K -30,765 -16%
EAM
23
Evanson Asset Management
California
$3.04M +$104K +4,593 +3%
Goldman Sachs
24
Goldman Sachs
New York
$3M +$3.15M +138,498 New
GIM
25
Guild Investment Management
California
$2.93M +$3.08M +135,450 New

DES Hedge Fund Activity: Q3 2014 in Review

118 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2014, worth a combined $348M — down 9.2% from $383M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DES positions and 8 closed out — a net gain of 5 holders — while 46 added to existing stakes and 33 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $3.15M. The largest seller was Clark Capital Management Group, cutting an estimated $7.57M.

  • 118 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2014, up from 113 in Q2 2014.
  • Funds reported $348M of WisdomTree US SmallCap Dividend Fund stock for Q3 2014, down 9.2% quarter-over-quarter.
  • 13 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2014 was Goldman Sachs, an estimated $3.15M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2014 was Clark Capital Management Group, an estimated $7.57M sold.

Based on aggregated 13F filings for Q3 2014.