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WisdomTree US SmallCap Dividend Fund

155 hedge funds and large institutions have $598M invested in WisdomTree US SmallCap Dividend Fund in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 75 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 32

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

39% more call options, than puts

Call options by funds: $1.77M | Put options by funds: $1.27M

18% more capital invested

Capital invested by funds: $507M → $598M (+$91.6M)

5% more funds holding

Funds holding: 147155 (+8)

0.91% more ownership

Funds ownership: 109.64%110.55% (+0.91%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
155
Holders Change
+8
Holders Change %
+5.44%
% of All Funds
4.13%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.24%
New
20
Increased
75
Reduced
32
Closed
10
Calls
$1.77M
Puts
$1.27M
Net Calls
+$495K
Net Calls Change
+$702K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.5M +$8.1M +326,421 +13%
UBS Group
2
UBS Group
Switzerland
$43.3M +$5.62M +226,269 +15%
Wells Fargo
3
Wells Fargo
California
$34.8M +$115K +4,614 +0.3%
Bank of America
4
Bank of America
North Carolina
$27.3M +$2.47M +99,360 +10%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$23.8M +$2.3M +92,526 +11%
UCFA
6
United Capital Financial Advisors
Texas
$21.9M +$289K +11,649 +1%
HCM
7
Hengehold Capital Management
Ohio
$20M +$9.39M +378,156 +90%
PV
8
Private Vista
Illinois
$19.5M +$243K +9,807 +1%
PP
9
Palladium Partners
Virginia
$19.4M +$607K +24,450 +3%
Creative Planning
10
Creative Planning
Kansas
$19.1M +$5.53M +222,666 +41%
FIG
11
FundX Investment Group
California
$16.7M +$1.77M +71,451 +12%
LPL Financial
12
LPL Financial
California
$15.1M +$1.33M +53,502 +10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$13.4M +$2.8M +112,713 +27%
PFM
14
Parsec Financial Management
North Carolina
$12.7M +$270K +10,869 +2%
AssetMark Inc
15
AssetMark Inc
California
$11.2M +$504K +20,310 +5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$10.6M +$2.42M +97,374 +30%
OCG
17
Opus Capital Group
Ohio
$10.2M +$289K +11,652 +3%
SIA
18
Starfire Investment Advisers
Michigan
$7.97M +$236K +9,507 +3%
CLA
19
Cranberry Lake Advisors
Texas
$7.71M +$559K +22,500 +8%
EWMCB
20
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$6.97M +$127K +5,112 +2%
SWM
21
SVA Wealth Management
Wisconsin
$6.91M -$4.28M -172,419 -38%
LYV
22
Live Your Vision
Pennsylvania
$6.64M -$4.02K -162 -0.1%
MWM
23
Merriman Wealth Management
Washington
$6.45M +$6.38M +257,100 New
JWM
24
Jacobus Wealth Management
Wisconsin
$6.21M -$23.4K -942 -0.4%
RJA
25
Raymond James & Associates
Florida
$6.12M +$1.14M +45,795 +23%

DES Hedge Fund Activity: Q3 2016 in Review

155 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2016, worth a combined $598M — up 18% from $507M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DES positions and 10 closed out — a net gain of 10 holders — while 75 added to existing stakes and 32 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $9.39M. The largest seller was SVA Wealth Management, cutting an estimated $4.28M.

  • 155 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2016, up from 147 in Q2 2016.
  • Funds reported $598M of WisdomTree US SmallCap Dividend Fund stock for Q3 2016, up 18% quarter-over-quarter.
  • 20 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2016 and 10 closed out, a net change of +10 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2016 was Hengehold Capital Management, an estimated $9.39M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2016 was SVA Wealth Management, an estimated $4.28M sold.

Based on aggregated 13F filings for Q3 2016.