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WisdomTree US SmallCap Dividend Fund

264 hedge funds and large institutions have $532M invested in WisdomTree US SmallCap Dividend Fund in 2020 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 75 increasing their positions, 118 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.21% more ownership

Funds ownership: 39.11%40.32% (+1.2%)

10% less funds holding

Funds holding: 293264 (-29)

36% less repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 118

39% less capital invested

Capital invested by funds: $867M → $532M (-$335M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

43% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 53

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $11K

Holders
264
Holders Change
-29
Holders Change %
-9.9%
% of All Funds
5.82%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
30
Increased
75
Reduced
118
Closed
53
Calls
Puts
$11K
Net Calls
-$11K
Net Calls Change
-$330K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.1M -$16.9M -683,022 -22%
UBS Group
2
UBS Group
Switzerland
$42.3M +$1.14M +46,144 +2%
Bank of America
3
Bank of America
North Carolina
$34.3M +$1.83M +73,994 +4%
Creative Planning
4
Creative Planning
Kansas
$27.3M +$5.13M +207,428 +16%
UCFA
5
United Capital Financial Advisors
Texas
$18.1M +$1.16M +46,854 +5%
AssetMark Inc
6
AssetMark Inc
California
$16.7M +$6.19M +250,198 +37%
Wells Fargo
7
Wells Fargo
California
$16.7M -$3.65M -147,515 -14%
LPL Financial
8
LPL Financial
California
$16.7M -$3.67M -148,402 -14%
M&T Bank
9
M&T Bank
New York
$16.5M +$22.6M +913,916 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$13.8M +$3.42M +138,421 +22%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$13.3M -$1.2M -48,440 -6%
Ameriprise
12
Ameriprise
Minnesota
$11.5M +$299K +12,069 +2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$11.1M -$1.16M -47,022 -7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$9.6M +$13.2M +532,859 New
VCS
15
Vaughan & Co Securities
New Jersey
$9.11M -$490K -19,796 -4%
EWMCB
16
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$7.16M +$289K +11,670 +3%
PFM
17
Parsec Financial Management
North Carolina
$7.04M -$4.69M -189,814 -33%
KeyBank National Association
18
KeyBank National Association
Ohio
$6.75M -$970K -39,220 -9%
SL
19
Salomon & Ludwin
Virginia
$6.68M -$167K -6,766 -2%
DWM
20
Destination Wealth Management
California
$6.08M +$398K +16,104 +5%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.77M -$239K -9,676 -3%
FMLI
22
Fukoku Mutual Life Insurance
Japan
$5.41M
Osaic Holdings
23
Osaic Holdings
Arizona
$5.24M +$8.19M +331,078 New
OCG
24
Opus Capital Group
Ohio
$5.12M -$566K -22,882 -7%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$4.93M -$899K -36,335 -12%

DES Hedge Fund Activity: Q1 2020 in Review

264 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2020, worth a combined $532M — down 39% from $867M a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of DES and 30 opened new positions — a net loss of 23 holders — while 118 trimmed existing stakes and 75 added.

The largest buyer was M&T Bank, opening a new position worth an estimated $22.6M. The largest seller was Morgan Stanley, cutting an estimated $16.9M.

  • 264 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2020, down from 293 in Q4 2019.
  • Funds reported $532M of WisdomTree US SmallCap Dividend Fund stock for Q1 2020, down 39% quarter-over-quarter.
  • 30 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2020 and 53 closed out, a net change of -23 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2020 was M&T Bank, an estimated $22.6M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2020 was Morgan Stanley, an estimated $16.9M sold.

Based on aggregated 13F filings for Q1 2020.