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WisdomTree US SmallCap Dividend Fund

175 hedge funds and large institutions have $741M invested in WisdomTree US SmallCap Dividend Fund in 2016 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

230% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 10

64% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 42

33% more funds holding in top 10

Funds holding in top 10: 912 (+3)

24% more capital invested

Capital invested by funds: $598M → $741M (+$143M)

13% more funds holding

Funds holding: 155175 (+20)

1.91% more ownership

Funds ownership: 110.55%112.47% (+1.9%)

52% less call options, than puts

Call options by funds: $783K | Put options by funds: $1.63M

Holders
175
Holders Change
+20
Holders Change %
+12.9%
% of All Funds
4.38%
Holding in Top 10
12
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+33.33%
% of All Funds
0.3%
New
33
Increased
69
Reduced
42
Closed
10
Calls
$783K
Puts
$1.63M
Net Calls
-$847K
Net Calls Change
-$1.34M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.5M +$13.7M +531,996 +18%
UBS Group
2
UBS Group
Switzerland
$53.9M +$5.91M +228,789 +13%
Wells Fargo
3
Wells Fargo
California
$40.7M +$2.26M +87,531 +6%
Bank of America
4
Bank of America
North Carolina
$36.5M +$6.07M +234,882 +22%
UCFA
5
United Capital Financial Advisors
Texas
$24.2M +$53.7K +2,079 +0.2%
LPL Financial
6
LPL Financial
California
$22.7M +$5.32M +206,022 +34%
HCM
7
Hengehold Capital Management
Ohio
$22.4M +$365K +14,145 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$22.2M -$3.73M -144,255 -15%
PP
9
Palladium Partners
Virginia
$21.5M +$116K +4,485 +0.6%
Creative Planning
10
Creative Planning
Kansas
$20.9M -$105K -4,083 -0.5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$20.1M +$7.91M +306,216 +72%
PV
12
Private Vista
Illinois
$18.2M -$3.98M -154,062 -19%
FIG
13
FundX Investment Group
California
$18.1M -$272K -10,536 -2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$16.2M +$1.36M +52,578 +10%
PFM
15
Parsec Financial Management
North Carolina
$14.4M +$445K +17,220 +3%
AssetMark Inc
16
AssetMark Inc
California
$12.8M +$418K +16,194 +4%
OCG
17
Opus Capital Group
Ohio
$11.2M +$17.8K +690 +0.2%
RJA
18
Raymond James & Associates
Florida
$10.4M +$3.43M +132,600 +54%
HNB
19
Huntington National Bank
Ohio
$9.46M
SIA
20
Starfire Investment Advisers
Michigan
$9.01M +$228K +8,832 +3%
PCM
21
Pointe Capital Management
Michigan
$9.01M +$8.45M +326,841 New
CLA
22
Cranberry Lake Advisors
Texas
$9M +$485K +18,765 +6%
GIM
23
Guild Investment Management
California
$8.61M +$8.07M +312,300 New
JCM
24
Janney Capital Management
Pennsylvania
$8.05M +$7.54M +291,858 New
JWM
25
Jacobus Wealth Management
Wisconsin
$7.73M +$848K +32,823 +13%

DES Hedge Fund Activity: Q4 2016 in Review

175 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2016, worth a combined $741M — up 24% from $598M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new DES positions and 10 closed out — a net gain of 23 holders — while 69 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.7M. The largest seller was Merriman Wealth Management, exiting entirely with an estimated $6.45M sold.

  • 175 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2016, up from 155 in Q3 2016.
  • Funds reported $741M of WisdomTree US SmallCap Dividend Fund stock for Q4 2016, up 24% quarter-over-quarter.
  • 33 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2016 and 10 closed out, a net change of +23 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2016 was Morgan Stanley, an estimated $13.7M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2016 was Merriman Wealth Management, an estimated $6.45M sold.

Based on aggregated 13F filings for Q4 2016.