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WisdomTree US SmallCap Dividend Fund

134 hedge funds and large institutions have $413M invested in WisdomTree US SmallCap Dividend Fund in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 49 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more call options, than puts

Call options by funds: $511K | Put options by funds: $410K

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

1.38% more ownership

Funds ownership: 107.4%108.78% (+1.4%)

7% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 46

0% more funds holding

Funds holding: 134134 (0)

9% less capital invested

Capital invested by funds: $454M → $413M (-$40.8M)

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
134
Holders Change
Holders Change %
0%
% of All Funds
3.74%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
13
Increased
49
Reduced
46
Closed
11
Calls
$511K
Puts
$410K
Net Calls
+$101K
Net Calls Change
+$700K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.9M -$1.52M -67,986 -2%
UBS Group
2
UBS Group
Switzerland
$35.2M -$2.49M -111,528 -6%
Wells Fargo
3
Wells Fargo
California
$26M -$792K -35,469 -3%
Bank of America
4
Bank of America
North Carolina
$21.5M -$2.39M -107,148 -9%
UCFA
5
United Capital Financial Advisors
Texas
$17.9M -$101K -4,533 -0.5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$17M +$1.53M +68,619 +9%
PP
7
Palladium Partners
Virginia
$15.4M -$1.45M -65,196 -8%
LPL Financial
8
LPL Financial
California
$11.5M -$4.35M -194,952 -27%
Goldman Sachs
9
Goldman Sachs
New York
$11.2M +$4.11M +184,236 +53%
Creative Planning
10
Creative Planning
Kansas
$9.27M +$126K +5,652 +1%
PFM
11
Parsec Financial Management
North Carolina
$9.14M +$886K +39,684 +10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.07M +$1.35M +60,363 +16%
HCM
13
Hengehold Capital Management
Ohio
$8.78M +$112K +5,031 +1%
SWM
14
SVA Wealth Management
Wisconsin
$8.64M +$467K +20,943 +5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$7.61M +$7.13M +319,332 +745%
OCG
16
Opus Capital Group
Ohio
$7.32M +$2.38M +106,473 +44%
CLA
17
Cranberry Lake Advisors
Texas
$7.09M +$301K +13,500 +4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.75M -$638K -28,590 -8%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$6.45M +$2.53M +113,286 +59%
AssetMark Inc
20
AssetMark Inc
California
$6.39M +$1.41M +62,967 +26%
GWM
21
Gupta Wealth Management
California
$6.33M -$402K -18,021 -6%
SIA
22
Starfire Investment Advisers
Michigan
$5.76M -$41.8K -1,875 -0.7%
VC
23
Vicus Capital
Pennsylvania
$5.53M +$221K +9,906 +4%
JWM
24
Jacobus Wealth Management
Wisconsin
$5.04M -$27.1K -1,215 -0.5%
EWMCB
25
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$4.85M +$299K +13,383 +6%

DES Hedge Fund Activity: Q3 2015 in Review

134 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2015, worth a combined $413M — down 9% from $454M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DES positions and 11 closed out — a net gain of 2 holders — while 49 added to existing stakes and 46 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $7.13M. The largest seller was LPL Financial, cutting an estimated $4.35M.

  • 134 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $413M of WisdomTree US SmallCap Dividend Fund stock for Q3 2015, down 9% quarter-over-quarter.
  • 13 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2015 and 11 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $7.13M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2015 was LPL Financial, an estimated $4.35M sold.

Based on aggregated 13F filings for Q3 2015.