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WisdomTree US SmallCap Dividend Fund

109 hedge funds and large institutions have $378M invested in WisdomTree US SmallCap Dividend Fund in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

383% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 6

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

31% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 29

25% more funds holding

Funds holding: 87109 (+22)

15% more capital invested

Capital invested by funds: $328M → $378M (+$50.2M)

3.8% less ownership

Funds ownership: 112.53%108.73% (-3.8%)

85% less call options, than puts

Call options by funds: $359K | Put options by funds: $2.34M

Holders
109
Holders Change
+22
Holders Change %
+25.29%
% of All Funds
3.16%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
29
Increased
38
Reduced
29
Closed
6
Calls
$359K
Puts
$2.34M
Net Calls
-$1.98M
Net Calls Change
-$1.32M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.9M +$3.9M +179,097 +8%
Bank of America
2
Bank of America
North Carolina
$32.9M -$77.3K -3,546 -0.2%
U
3
UBS
Switzerland
$32.7M -$5.55M -254,760 -15%
Wells Fargo
4
Wells Fargo
California
$26.4M +$371K +17,010 +1%
BUB
5
BBVA USA Bancshares
Texas
$23.1M +$1.08M +49,719 +5%
LPL Financial
6
LPL Financial
California
$19.4M -$206K -9,435 -1%
PP
7
Palladium Partners
Virginia
$16M +$791K +36,285 +5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$14M +$1.71M +78,507 +15%
HCM
9
Hengehold Capital Management
Ohio
$13M -$926K -42,459 -7%
LYV
10
Live Your Vision
Pennsylvania
$8.61M -$255K -11,715 -3%
CCMG
11
Clark Capital Management Group
Pennsylvania
$8.55M -$1.21M -55,395 -13%
VCAM
12
Valentine Capital Asset Management
California
$5.67M +$5.47M +250,965 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.47M -$89.1K -4,089 -2%
AP
14
Advisors Preferred
Maryland
$5.41M +$5.22M +239,460 New
PFM
15
Parsec Financial Management
North Carolina
$5.09M -$133K -6,099 -3%
ST
16
Spinnaker Trust
Maine
$4.8M -$2.91M -133,617 -39%
Creative Planning
17
Creative Planning
Kansas
$4.74M +$670K +30,735 +17%
JWM
18
Jacobus Wealth Management
Wisconsin
$4.59M +$509K +23,370 +13%
AssetMark Inc
19
AssetMark Inc
California
$4.38M +$105K +4,806 +3%
OCG
20
Opus Capital Group
Ohio
$4.3M +$4.14M +190,110 New
UCFA
21
United Capital Financial Advisors
Texas
$4.28M -$404K -18,510 -9%
B
22
Baird
Wisconsin
$3.78M -$1.44K -66 -0%
EM
23
EnTrustPermal Management
New York
$3.72M -$435K -19,965 -11%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3.5M +$246K +11,304 +8%
PI
25
Placemark Investments
Illinois
$2.85M +$2.75M +126,174 New

DES Hedge Fund Activity: Q4 2013 in Review

109 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2013, worth a combined $378M — up 15% from $328M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new DES positions and 6 closed out — a net gain of 23 holders — while 38 added to existing stakes and 29 trimmed.

The largest buyer was Valentine Capital Asset Management, opening a new position worth an estimated $5.47M. The largest seller was UBS, cutting an estimated $5.55M.

  • 109 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2013, up from 87 in Q3 2013.
  • Funds reported $378M of WisdomTree US SmallCap Dividend Fund stock for Q4 2013, up 15% quarter-over-quarter.
  • 29 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2013 and 6 closed out, a net change of +23 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2013 was Valentine Capital Asset Management, an estimated $5.47M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2013 was UBS, an estimated $5.55M sold.

Based on aggregated 13F filings for Q4 2013.