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WisdomTree US SmallCap Dividend Fund
DES

87 hedge funds and large institutions have $328M invested in WisdomTree US SmallCap Dividend Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

153% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

18% more capital invested

Capital invested by funds: $278M → $328M (+$50.4M)

12% more funds holding

Funds holding: 78 → 87 (+9)

9.92% less ownership

Funds ownership: 122.45% → 112.53% (-9.9%)

52% less call options, than puts

Call options by funds: $620K | Put options by funds: $1.28M

Holders
87
Holders Change
+9
Holders Change %
+11.54%
% of All Funds
2.82%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
14
Increased
43
Reduced
17
Closed
4
Calls
$620K
Puts
$1.28M
Net Calls
-$663K
Net Calls Change
+$241K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$5.68M
2
Wells Fargo
Wells Fargo
California
+$5.46M
3
PP
Palladium Partners
Virginia
+$4.39M
4
U
UBS
Switzerland
+$4.36M
5
EM
EnTrustPermal Management
New York
+$3.8M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$5.96M
2
IT
Investors Trust
Texas
-$3.16M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.14M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.08M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$383K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.8M +$5.68M +276,381 +13%
U
2
UBS
Switzerland
$35.6M +$4.36M +212,214 +14%
Bank of America
3
Bank of America
North Carolina
$30.5M +$1.68M +81,531 +6%
Wells Fargo
4
Wells Fargo
California
$24M +$5.46M +265,596 +30%
BUB
5
BBVA USA Bancshares
Texas
$20.3M +$406K +19,737 +2%
LPL Financial
6
LPL Financial
California
$18.6M +$151K +7,332 +0.9%
PP
7
Palladium Partners
Virginia
$14M +$4.39M +213,459 +47%
HCM
8
Hengehold Capital Management
Ohio
$12.9M -$257K -12,516 -2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$11.3M +$1.44M +70,146 +15%
CCMG
10
Clark Capital Management Group
Pennsylvania
$9.05M +$1.72M +83,661 +24%
LYV
11
Live Your Vision
Pennsylvania
$8.2M +$232K +11,310 +3%
ST
12
Spinnaker Trust
Maine
$7.22M +$511K +24,837 +8%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.14M -$383K -18,651 -7%
PFM
14
Parsec Financial Management
North Carolina
$4.83M -$199K -9,675 -4%
UCFA
15
United Capital Financial Advisors
Texas
$4.34M -$348K -16,926 -8%
AssetMark Inc
16
AssetMark Inc
California
$3.94M +$3.88M +188,811 New
EM
17
EnTrustPermal Management
New York
$3.86M +$3.8M +184,734 New
JWM
18
Jacobus Wealth Management
Wisconsin
$3.76M +$1.28M +62,175 +53%
Creative Planning
19
Creative Planning
Kansas
$3.74M +$1.24M +60,471 +51%
B
20
Baird
Wisconsin
$3.5M +$270K +13,155 +9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.99M +$415K +20,211 +16%
JP Morgan Chase
22
JP Morgan Chase
New York
$2.51M -$89.2K -4,341 -3%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$2.45M -$5.96M -289,818 -71%
BCI
24
Brinker Capital Investments
Pennsylvania
$2.17M +$193K +9,390 +10%
CW
25
Cobiz Wealth
Colorado
$2.16M -$107K -5,229 -5%
1
2 3 4

DES Hedge Fund Activity: Q3 2013 in Review

87 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2013, worth a combined $328M — up 18% from $278M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new DES positions and 4 closed out — a net gain of 10 holders — while 43 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.68M. The largest seller was Susquehanna International Group, cutting an estimated $5.96M.

  • 87 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2013, up from 78 in Q2 2013.
  • Funds reported $328M of WisdomTree US SmallCap Dividend Fund stock for Q3 2013, up 18% quarter-over-quarter.
  • 14 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2013 and 4 closed out, a net change of +10 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2013 was Morgan Stanley, an estimated $5.68M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2013 was Susquehanna International Group, an estimated $5.96M sold.

Based on aggregated 13F filings for Q3 2013.