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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMP
1126
DELISTED
CalAmp Corp.
CAMP
– –
0
– –
VRTV
1127
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
6
– –
RAD
1128
DELISTED
Rite Aid Corporation
RAD
– –
-50
Closed -$8K
AMPE
1129
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
0
– –
RDS.A
1130
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$0 ﹤0.01%
16
– –
MGLN
1131
DELISTED
Magellan Health Services, Inc.
MGLN
$0 ﹤0.01%
+1
New +$60
IPFF
1132
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-675
Closed -$13K
AT
1133
DELISTED
Atlantic Power Corporation
AT
$0 ﹤0.01%
170
-200
-54% -$480
GLUU
1134
DELISTED
Glu Mobile Inc.
GLUU
$0 ﹤0.01%
+225
New +$1.15K
MCEP
1135
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
0
– –
AIG.WS
1136
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
26
– –
FVL
1137
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
– –
-140
Closed -$2K
CBL
1138
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-80
Closed -$1K
PSV
1139
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
3
– –
FRN
1140
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-13,543
Closed -$179K
ARTX
1141
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
+250
New +$456
VIAB
1142
DELISTED
Viacom Inc. Class B
VIAB
– –
-80
Closed -$5K
PES
1143
DELISTED
Pioneer Energy Services Corp.
PES
$0 ﹤0.01%
+301
New +$1.02K
HF
1144
DELISTED
HFF Inc.
HF
– –
-944
Closed -$39K
BRS
1145
DELISTED
Bristow Group, Inc.
BRS
$0 ﹤0.01%
19
– –
ECYT
1146
DELISTED
Endocyte, Inc. Common Stock
ECYT
$0 ﹤0.01%
210
– –
OA
1147
DELISTED
Orbital ATK, Inc.
OA
$0 ﹤0.01%
+8
New +$594
CEI
1148
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
TIME
1149
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
2
– –
GAZ
1150
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$0 ﹤0.01%
250
– –
44 45
46
47 48

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.