Regal Investment Advisors’s Invesco Frontier Markets ETF FRN Stock Holding History

Regal Investment Advisors’s Portfolio FRN Stock Details FRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-13,543	Closed	-$179K	–	1140
2015 Q2	$179K	Sell	13,543 -3,353	-20%	-$46.1K	0.05%	260
2015 Q1	$229K	Buy	16,896 +2,506	+17%	+$33.8K	0.06%	236
2014 Q4	$200K	Buy	14,390 +7,949	+123%	+$120K	0.05%	228
2014 Q3	$107K	Buy	+6,441	New	+$111K	0.03%	295
2013 Q3	–	Sell	-610	Closed	-$10K	–	959
2013 Q2	$10K	Buy	+610	New	+$10.8K	0.01%	597

Other funds holding FRN

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $5B AUM 26.84% 1-Year Est. Return

Regal Investment Advisors's FRN Position: Q3 2015 in Review

Regal Investment Advisors sold out of Invesco Frontier Markets ETF (FRN) in Q3 2015, closing a stake of 13,543 shares — an estimated $179K sold.

Regal Investment Advisors first reported a position in FRN in Q2 2013 and held it in 5 quarters. The position peaked at $229K in Q1 2015. 28 funds tracked by Wall St. Rank hold FRN as of Q3 2015.

Regal Investment Advisors reported no remaining Invesco Frontier Markets ETF position as of Q3 2015 after selling out during the quarter.
Regal Investment Advisors sold 13,543 Invesco Frontier Markets ETF shares in Q3 2015, an estimated $179K.
Regal Investment Advisors first reported a position in Invesco Frontier Markets ETF in Q2 2013 and held it in 5 quarters.
Regal Investment Advisors's Invesco Frontier Markets ETF position peaked at $229K in Q1 2015.
28 funds tracked by Wall St. Rank held Invesco Frontier Markets ETF as of Q3 2015.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.