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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
1026
DELISTED
Spectra Energy Corp Wi
SE
– –
-734
Closed -$19K
LOCK
1027
DELISTED
LifeLock, Inc.
LOCK
– –
-970
Closed -$8K
BSJG
1028
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-384
Closed -$9K
BEBE
1029
DELISTED
Bebe Stores Inc
BEBE
– –
-35
Closed –
TLN
1030
DELISTED
Talen Energy Corporation
TLN
– –
-137
Closed -$1K
RAX
1031
DELISTED
Rackspace Hosting Inc
RAX
– –
-70
Closed -$1K
DRYS
1032
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ITC
1033
DELISTED
ITC HOLDINGS CORP
ITC
– –
-2,270
Closed -$75K
SZMK
1034
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-200
Closed -$1K
NQM
1035
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-1,772
Closed -$26K
EMC
1036
DELISTED
EMC CORPORATION
EMC
– –
-950
Closed -$22K
WPG
1037
DELISTED
Washington Prime Group Inc.
WPG
– –
-7
Closed –
MKTO
1038
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-50
Closed -$1K
HTS
1039
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-453
Closed -$6K
GM.WS.A
1040
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-127
Closed -$2K
CPGX
1041
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-318
Closed -$5K
OIBR
1042
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
– –
-31
Closed –
CRC
1043
DELISTED
California Resources Corporation
CRC
– –
-21
Closed –
BBEP
1044
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-1,165
Closed -$2K
LINE
1045
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-9
Closed –
SSE
1046
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-41
Closed –
BIE
1047
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
– –
-900
Closed -$12K
GSIG
1048
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-250
Closed -$3K
ADT
1049
DELISTED
ADT Corp
ADT
– –
-629
Closed -$18K
SUNE
1050
DELISTED
SUNEDISON, INC COM
SUNE
– –
-200
Closed -$1K
40 41
42
43 44

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.