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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMO
1026
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-67
Closed -$10K
RDS.B
1027
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,398
Closed -$269K
GMLP
1028
DELISTED
Golar LNG Partners LP
GMLP
– –
-200
Closed -$7K
HSBC.PRA
1029
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-6,100
Closed -$153K
WPX
1030
DELISTED
WPX Energy, Inc.
WPX
– –
-666
Closed -$16K
PSV
1031
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
+3
New +$423
VQT
1032
DELISTED
iPath S&P VEQTOR ETN
VQT
– –
-314
Closed -$47K
CHK
1033
DELISTED
Chesapeake Energy Corporation
CHK
– –
-6
Closed -$25K
PKD
1034
DELISTED
Parker Drilling Company
PKD
– –
-2
Closed –
TOO
1035
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-68
Closed -$2K
BPL
1036
DELISTED
Buckeye Partners, L.P.
BPL
– –
-1,835
Closed -$146K
ARRS
1037
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-750
Closed -$21K
TFCFA
1038
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$0 ﹤0.01%
6
– –
TLP
1039
DELISTED
Transmontaigne
TLP
– –
-200
Closed -$8K
HGT
1040
DELISTED
Hugoton Royalty Trust
HGT
– –
-200
Closed -$2K
JASO
1041
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$0 ﹤0.01%
40
– –
OA
1042
DELISTED
Orbital ATK, Inc.
OA
– –
-15
Closed -$2K
IBLN
1043
DELISTED
Direxion iBillionaire Index ETF
IBLN
– –
-300
Closed -$8K
TIME
1044
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
2
– –
AGU
1045
DELISTED
Agrium
AGU
– –
-150
Closed -$13K
FIG
1046
DELISTED
Fortress Investment Group Llc
FIG
– –
-750
Closed -$5K
LVLT
1047
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
– –
COVS
1048
DELISTED
Covisint Corporation
COVS
$0 ﹤0.01%
+28
New +$80
CST
1049
DELISTED
CST Brands, Inc.
CST
– –
-38
Closed -$1K
VIIX
1050
DELISTED
VelocityShares VIX Short Term ETN
VIIX
– –
-4
Closed -$4K
40 41
42
43 44

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.