We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAY
1001
DELISTED
Verifone Systems Inc
PAY
– –
-40
Closed -$1K
FMI
1002
DELISTED
Foundation Medicine, Inc.
FMI
– –
-100
Closed -$1K
OA
1003
DELISTED
Orbital ATK, Inc.
OA
– –
-8
Closed –
ADRE
1004
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
– –
-431
Closed -$12K
WIN
1005
DELISTED
Windstream Holdings Inc
WIN
– –
-188
Closed -$5K
CBI
1006
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-4,258
Closed -$168K
CEI
1007
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
TIME
1008
DELISTED
Time Inc.
TIME
– –
-2
Closed –
POT
1009
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-8,331
Closed -$171K
GAZ
1010
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
– –
-250
Closed –
LVLT
1011
DELISTED
Level 3 Communications Inc
LVLT
– –
-4
Closed –
KITE
1012
DELISTED
Kite Pharma, Inc.
KITE
– –
-37
Closed -$2K
PRXL
1013
DELISTED
Parexel International Corp
PRXL
– –
-90
Closed -$5K
SHOR
1014
DELISTED
ShoreTel, Inc.
SHOR
– –
-50
Closed –
DD
1015
DELISTED
Du Pont De Nemours E I
DD
– –
-3,197
Closed -$154K
WFM
1016
DELISTED
Whole Foods Market Inc
WFM
– –
-675
Closed -$21K
CCP
1017
DELISTED
Care Capital Properties, Inc.
CCP
– –
-1,099
Closed -$36K
RAI
1018
DELISTED
Reynolds American Inc
RAI
– –
-264
Closed -$11K
BHI
1019
DELISTED
Baker Hughes
BHI
– –
-3,273
Closed -$170K
OKS
1020
DELISTED
Oneok Partners LP
OKS
– –
-170
Closed -$4K
PWE
1021
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-220
Closed –
HVPW
1022
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
– –
-1,615
Closed -$33K
YHOO
1023
DELISTED
Yahoo Inc
YHOO
– –
-900
Closed -$26K
JNS
1024
DELISTED
Janus Capital Group Inc
JNS
– –
-12,261
Closed -$166K
NMBL
1025
DELISTED
Nimble Storage, Inc.
NMBL
– –
-190
Closed -$4K
39 40
41
42 43

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.