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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
1001
ProShares Ultra Russell2000
UWM
$249M
$0 ﹤0.01%
16
-28
-64% -$579
VEU icon
1002
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
– –
-1,126
Closed -$55K
VIV icon
1003
Telefônica Brasil
VIV
$19.2B
$0 ﹤0.01%
27
– –
VMI icon
1004
Valmont Industries
VMI
$9.53B
– –
-200
Closed -$27K
VRA icon
1005
Vera Bradley
VRA
$98.7M
– –
-887
Closed -$18K
VYX icon
1006
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
20
-270
-93% -$4.74K
WERN icon
1007
Werner Enterprises
WERN
$2.25B
– –
-3,600
Closed -$91K
WMB icon
1008
Williams Companies
WMB
$86.1B
– –
-2,000
Closed -$111K
WPRT
1009
Westport Fuel Systems
WPRT
$35.7M
– –
-275
Closed -$29K
WTRG icon
1010
Essential Utilities
WTRG
$11.4B
– –
-706
Closed -$17K
WTW icon
1011
Willis Towers Watson
WTW
$32B
– –
-89
Closed -$10K
XEL icon
1012
Xcel Energy
XEL
$48.8B
– –
-300
Closed -$9K
TBRG
1013
DELISTED
TruBridge
TBRG
– –
-172
Closed -$10K
GAP
1014
The Gap Inc
GAP
$7.37B
– –
-249
Closed -$10K
CDMO
1015
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
14
– –
SRC
1016
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,250
Closed -$111K
VRTV
1017
DELISTED
VERITIV CORPORATION
VRTV
– –
-22
Closed -$1K
NXGN
1018
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-200
Closed -$3K
CEQP
1019
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-300
Closed -$32K
JPS
1020
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-950
Closed -$8K
HYLD
1021
DELISTED
High Yield ETF
HYLD
– –
-56
Closed -$3K
SPPI
1022
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-700
Closed -$6K
LCI
1023
DELISTED
Lannett Company, Inc.
LCI
– –
-209
Closed -$38K
SJI
1024
DELISTED
South Jersey Industries, Inc.
SJI
– –
-300
Closed -$8K
BDR
1025
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-5,000
Closed -$7K
39 40
41
42 43

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.