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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBTF
976
DELISTED
MBT Financial Corporation
MBTF
– –
-7,262
Closed -$45K
PES
977
DELISTED
Pioneer Energy Services Corp.
PES
– –
-301
Closed –
APC
978
DELISTED
Anadarko Petroleum
APC
– –
-69
Closed -$4K
UPL
979
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-1,497
Closed -$9K
DATA
980
DELISTED
Tableau Software, Inc.
DATA
– –
-100
Closed -$7K
GM.WS.B
981
DELISTED
General Motors Company
GM.WS.B
– –
-127
Closed -$1K
INSY
982
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-180
Closed -$5K
LXFT
983
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-815
Closed -$51K
BRS
984
DELISTED
Bristow Group, Inc.
BRS
– –
-19
Closed –
AKP
985
DELISTED
Alliance Californa Muni Fd
AKP
– –
-900
Closed -$12K
NTRI
986
DELISTED
NutriSystem, Inc.
NTRI
– –
-1,897
Closed -$50K
HGI
987
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
– –
-250
Closed -$3K
P
988
DELISTED
Pandora Media Inc
P
– –
-410
Closed -$8K
GOV
989
DELISTED
Government Properties Income Trust
GOV
– –
-1,437
Closed -$22K
ECYT
990
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-210
Closed –
SEP
991
DELISTED
Spectra Engy Parters Lp
SEP
– –
-2,400
Closed -$96K
ARII
992
DELISTED
American Railcar Industries, Inc.
ARII
– –
-1,050
Closed -$37K
AET
993
DELISTED
Aetna Inc
AET
– –
-127
Closed -$13K
COL
994
DELISTED
Rockwell Collins
COL
– –
-117
Closed -$9K
NYRT
995
DELISTED
New York REIT, Inc.
NYRT
– –
-68
Closed -$6K
PX
996
DELISTED
Praxair Inc
PX
– –
-650
Closed -$66K
PF
997
DELISTED
Pinnacle Foods, Inc.
PF
– –
-79
Closed -$3K
SYNT
998
DELISTED
Syntel Inc
SYNT
– –
-68,981
Closed -$3.13M
ANDV
999
DELISTED
Andeavor
ANDV
– –
-330
Closed -$32K
LCM
1000
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-325
Closed -$2K
38 39
40
41 42

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.