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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LO
976
DELISTED
LORILLARD INC COM STK
LO
– –
-359
Closed -$18K
NPSP
977
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-126
Closed -$4K
COCO
978
DELISTED
CORINTHIAN COLLEGES INC
COCO
$0 ﹤0.01%
260
– –
OIBR.C
979
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
FST
980
DELISTED
FOREST OIL CORPORATION
FST
$0 ﹤0.01%
+200
New +$540
THI
981
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-566
Closed -$33K
KOG
982
DELISTED
KODIAK OIL & GAS CORP
KOG
$0 ﹤0.01%
25
– –
LSI
983
DELISTED
LSI CORPORATION
LSI
$0 ﹤0.01%
20
+4
+25% +$44
PVR
984
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-68
Closed -$2K
ARB
985
DELISTED
ARBITRON INC (NEW)
ARB
– –
-50
Closed -$2K
QTWW
986
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
4
– –
BTM
987
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$0 ﹤0.01%
312
– –
CHL
988
DELISTED
China Mobile Limited
CHL
– –
-563
Closed -$29K
KKD
989
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$0 ﹤0.01%
25
– –
ULQ
990
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-26
Closed -$1K
DO
991
DELISTED
Diamond Offshore Drilling
DO
– –
-224
Closed -$13K
DGIT
992
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-80
Closed -$1K
POM
993
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-750
Closed -$14K
36 37 38 39
40

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VCM
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ESBC
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SFI
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DF
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WJA
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.