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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLUU
951
DELISTED
Glu Mobile Inc.
GLUU
– –
-225
Closed –
MEN
952
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-1,000
Closed -$11K
OCSI
953
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-1,200
Closed -$10K
ZAGG
954
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-604
Closed -$4K
MCEP
955
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
0
– –
AIG.WS
956
DELISTED
American International Group, Inc.
AIG.WS
– –
-26
Closed –
DNKN
957
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-100
Closed -$4K
MLPI
958
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-605
Closed -$16K
MNK
959
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-27
Closed -$1K
DNI
960
DELISTED
Dividend and Income Fund
DNI
– –
-1,836
Closed -$19K
AMTD
961
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,000
Closed -$31K
PSV
962
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-3
Closed –
DNR
963
DELISTED
Denbury Resources, Inc.
DNR
– –
-775
Closed -$1K
JCP
964
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-155
Closed -$1K
AGN
965
DELISTED
Allergan plc
AGN
– –
-28
Closed -$7K
RTN
966
DELISTED
Raytheon Company
RTN
– –
-813
Closed -$88K
S
967
DELISTED
Sprint Corporation
S
– –
-292
Closed -$1K
AKS
968
DELISTED
AK Steel Holding Corp
AKS
– –
-5,750
Closed -$13K
IPHS
969
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-100
Closed -$3K
CPL
970
DELISTED
CPFL Energia S.A.
CPL
– –
-981
Closed -$7K
FGP
971
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-898
Closed -$17K
ARTX
972
DELISTED
Arotech Corporation
ARTX
– –
-250
Closed –
ASNA
973
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-10
Closed -$2K
STI
974
DELISTED
SunTrust Banks, Inc.
STI
– –
-29
Closed -$1K
TOWR
975
DELISTED
Tower International, Inc.
TOWR
– –
-200
Closed -$4K
37 38
39
40 41

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.