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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
926
NetApp
NTAP
$37.2B
– –
-20
Closed -$1K
NUS icon
927
Nu Skin
NUS
$267M
$0 ﹤0.01%
6
-9,496
-100% -$834K
NWG icon
928
NatWest
NWG
$76.4B
$0 ﹤0.01%
14
– –
ONTO icon
929
Onto Innovation
ONTO
$15.3B
$0 ﹤0.01%
20
-30
-60% -$545
PII icon
930
Polaris
PII
$4.07B
– –
-96
Closed -$14K
PRTA icon
931
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
+3
New +$97
RCI icon
932
Rogers Communications
RCI
$18.6B
– –
-901
Closed -$41K
REGN icon
933
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-43
Closed -$12K
RIO icon
934
Rio Tinto
RIO
$164B
– –
-60
Closed -$3K
SKX
935
DELISTED
Skechers
SKX
– –
-60
Closed -$1K
SONY icon
936
Sony
SONY
$138B
$0 ﹤0.01%
50
-4,500
-99% -$15.5K
TIMB icon
937
TIM SA
TIMB
$8.8B
$0 ﹤0.01%
5
– –
TSCO icon
938
Tractor Supply
TSCO
$18B
– –
-1,025
Closed -$16K
UNG icon
939
United States Natural Gas Fund
UNG
$455M
– –
-1,691
Closed -$560K
USO icon
940
United States Oil Fund
USO
$1.84B
– –
-113
Closed -$32K
VECO icon
941
Veeco
VECO
$3.23B
– –
-350
Closed -$12K
VFC icon
942
VF Corp
VFC
$5.89B
– –
-361
Closed -$21K
VTRS icon
943
Viatris
VTRS
$18.9B
– –
-446
Closed -$19K
WST icon
944
West Pharmaceutical
WST
$24.9B
– –
-409
Closed -$20K
WY icon
945
Weyerhaeuser
WY
$18.4B
– –
-60
Closed -$2K
CPAY icon
946
Corpay
CPAY
$25.7B
– –
-90
Closed -$11K
NBIS
947
Nebius Group N.V.
NBIS
$47.7B
– –
-266
Closed -$11K
CDMO
948
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
14
– –
PXD
949
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-100
Closed -$18K
NATI
950
DELISTED
National Instruments Corp
NATI
– –
-20
Closed -$1K
36 37
38
39 40

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.