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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSU
901
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
– –
-115
Closed -$3K
VIVS
902
VivoSim Labs
VIVS
$1.64M
– –
-2
Closed -$1K
EQC
903
DELISTED
Equity Commonwealth
EQC
– –
-200
Closed -$5K
CMRX
904
DELISTED
Chimerix, Inc.
CMRX
– –
-1
Closed –
PDCO
905
DELISTED
Patterson Companies, Inc.
PDCO
– –
-1,750
Closed -$75K
CDMO
906
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-14
Closed –
AE
907
DELISTED
Adams Resources & Energy Inc
AE
– –
-1
Closed –
MRO
908
DELISTED
Marathon Oil Corporation
MRO
– –
-8,588
Closed -$132K
SRCL
909
DELISTED
Stericycle Inc
SRCL
– –
-1,000
Closed -$139K
VGR
910
DELISTED
Vector Group Ltd.
VGR
– –
-6,979
Closed -$92K
SWN
911
DELISTED
Southwestern Energy Company
SWN
– –
-150
Closed -$1K
MFD
912
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-1,000
Closed -$12K
SPWR
913
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-153
Closed -$2K
SDPI
914
DELISTED
Superior Drilling Products Inc.
SDPI
– –
-7,600
Closed -$10K
FSD
915
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-2,511
Closed -$35K
CAMP
916
DELISTED
CalAmp Corp.
CAMP
– –
0
– –
FEN
917
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-6,754
Closed -$171K
PXD
918
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-100
Closed -$12K
VJET
919
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-103
Closed -$2K
TGH
920
DELISTED
Textainer Group Holdings limited
TGH
– –
-105
Closed -$1K
VRTV
921
DELISTED
VERITIV CORPORATION
VRTV
– –
-6
Closed –
KMF
922
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-250
Closed -$4K
ICPT
923
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-50
Closed -$8K
SYNH
924
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-100
Closed -$4K
ABB
925
DELISTED
ABB Ltd
ABB
– –
-11,152
Closed -$197K
35 36
37
38 39

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.