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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S
901
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
325
+31
+11% +$160
STI
902
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
29
-2
-6% -$78
SFLY
903
DELISTED
Shutterfly, Inc.
SFLY
$1K ﹤0.01%
+29
New +$1.24K
GM.WS.B
904
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
64
-230
-78% -$3.32K
ECYT
905
DELISTED
Endocyte, Inc. Common Stock
ECYT
$1K ﹤0.01%
210
+150
+250% +$914
PWE
906
DELISTED
Penn West Energy Petroleum Ltd
PWE
$1K ﹤0.01%
400
– –
WPG
907
DELISTED
Washington Prime Group Inc.
WPG
$1K ﹤0.01%
10
+9
+900% +$1.39K
RVLT
908
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$1K ﹤0.01%
50
– –
TYC
909
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
15
– –
NTP
910
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
190
– –
LIME
911
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
$1K ﹤0.01%
357
– –
HAWK
912
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$1K ﹤0.01%
18
– –
AIVL icon
913
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
– –
-100
Closed -$7K
AJG icon
914
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-200
Closed -$9K
ANIK icon
915
Anika Therapeutics
ANIK
$287M
– –
-578
Closed -$21K
APO icon
916
Apollo Global Management
APO
$73.4B
– –
-500
Closed -$12K
AWR icon
917
American States Water
AWR
$3.46B
– –
-3,325
Closed -$101K
AYI icon
918
Acuity Brands
AYI
$10.8B
– –
-430
Closed -$51K
BFOR icon
919
Barron's 400 ETF
BFOR
$239M
– –
-1,200
Closed -$9K
BHC icon
920
Bausch Health
BHC
$2.34B
– –
-200
Closed -$26K
BKE icon
921
Buckle
BKE
$2.37B
– –
-200
Closed -$9K
BR icon
922
Broadridge
BR
$19B
– –
-92
Closed -$4K
BUSE icon
923
First Busey Corp
BUSE
$2.58B
– –
-225
Closed -$4K
BVN icon
924
Compañía de Minas Buenaventura
BVN
$8.67B
– –
-140
Closed -$2K
CCI icon
925
Crown Castle
CCI
$32.2B
– –
-150
Closed -$12K
35 36
37
38 39

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.