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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
876
Invesco Senior Income Trust
VVR
$454M
– –
-2,372
Closed -$9K
VXF icon
877
Vanguard Extended Market ETF
VXF
$31.7B
– –
-342
Closed -$27K
VYX icon
878
NCR Voyix
VYX
$1.14B
– –
-36
Closed –
WAT icon
879
Waters Corp
WAT
$39.9B
– –
-500
Closed -$59K
WBA
880
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,407
Closed -$283K
WELL icon
881
Welltower
WELL
$171B
– –
-2,117
Closed -$143K
WOOD icon
882
iShares Global Timber & Forestry ETF
WOOD
$274M
– –
-350
Closed -$15K
WPM icon
883
Wheaton Precious Metals
WPM
$60.9B
– –
-300
Closed -$3K
WTRE icon
884
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
– –
-50
Closed -$1K
WTRG icon
885
Essential Utilities
WTRG
$11.4B
– –
-375
Closed -$9K
WYNN icon
886
Wynn Resorts
WYNN
$10.6B
– –
-50
Closed -$2K
WY icon
887
Weyerhaeuser
WY
$18.4B
– –
-151
Closed -$4K
XHR
888
Xenia Hotels & Resorts
XHR
$1.79B
– –
-1,200
Closed -$20K
XLI icon
889
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-551
Closed -$27K
XLU icon
890
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-4,604
Closed -$99K
XOP icon
891
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
– –
-26
Closed -$3K
XPH icon
892
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
– –
-1,276
Closed -$59K
YELP icon
893
Yelp
YELP
$1.41B
– –
-50
Closed -$1K
YUM icon
894
Yum! Brands
YUM
$41.1B
– –
-1,509
Closed -$86K
Z icon
895
Zillow
Z
$7.56B
– –
-60
Closed -$1K
ZBH icon
896
Zimmer Biomet
ZBH
$18.4B
– –
-206
Closed -$18K
ZG icon
897
Zillow
ZG
$7.63B
– –
-30
Closed –
UPGD icon
898
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
– –
-300
Closed -$9K
CNH
899
CNH Industrial
CNH
$17.5B
– –
-46
Closed –
FLG
900
Flagstar Bank National Association
FLG
$5.82B
– –
-1,540
Closed -$83K
34 35
36
37 38

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.