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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYLD icon
851
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$2K ﹤0.01%
100
– –
GCC icon
852
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$2K ﹤0.01%
+107
New +$2.6K
HSBC icon
853
HSBC
HSBC
$356B
$2K ﹤0.01%
51
+1
+2% +$43
ITUB icon
854
Itaú Unibanco
ITUB
$87.5B
$2K ﹤0.01%
+374
New +$2.1K
MBOT icon
855
Microbot Medical
MBOT
$127M
$2K ﹤0.01%
1
– –
NEOG icon
856
Neogen
NEOG
$2.5B
$2K ﹤0.01%
120
-373
-76% -$6.13K
PHD
857
DELISTED
Pioneer Floating Rate Fund
PHD
$2K ﹤0.01%
200
– –
RELL icon
858
Richardson Electronics
RELL
$304M
$2K ﹤0.01%
200
– –
REZ icon
859
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$2K ﹤0.01%
+30
New +$1.71K
SFL icon
860
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
120
– –
SMFG icon
861
Sumitomo Mitsui Financial
SMFG
$164B
$2K ﹤0.01%
210
+2
+1% +$15
SWKS icon
862
Skyworks Solutions
SWKS
$10.6B
$2K ﹤0.01%
+25
New +$1.55K
UCO icon
863
ProShares Ultra Bloomberg Crude Oil
UCO
$386M
$2K ﹤0.01%
+3
New +$3.75K
USB icon
864
US Bancorp
USB
$99.6B
$2K ﹤0.01%
50
– –
SLCA
865
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2K ﹤0.01%
+75
New +$2.96K
RJA
866
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2K ﹤0.01%
208
– –
SDRL
867
DELISTED
Seadrill Limited Common Stock
SDRL
$2K ﹤0.01%
+1
New +$5.02K
PNRA
868
DELISTED
Panera Bread Co
PNRA
$2K ﹤0.01%
10
– –
INVN
869
DELISTED
Invensense Inc
INVN
$2K ﹤0.01%
125
+25
+25% +$420
MKTO
870
DELISTED
MARKETO INC COM STK (DE)
MKTO
$2K ﹤0.01%
+50
New +$1.58K
GM.WS.A
871
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2K ﹤0.01%
64
-230
-78% -$5.1K
WX
872
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$2K ﹤0.01%
63
– –
QIWI
873
DELISTED
QIWI PLC
QIWI
$2K ﹤0.01%
81
– –
SSRI
874
DELISTED
Silver Standard Resources
SSRI
$2K ﹤0.01%
300
– –
AG icon
875
First Majestic Silver
AG
$9.07B
$1K ﹤0.01%
220
+110
+100% +$614
33 34
35
36 37

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.