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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFI icon
851
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
$3K ﹤0.01%
100
– –
PRLB icon
852
Protolabs
PRLB
$2.13B
$3K ﹤0.01%
39
-213
-85% -$16.7K
RCI icon
853
Rogers Communications
RCI
$18.6B
$3K ﹤0.01%
+76
New +$3.01K
RITM icon
854
Rithm Capital
RITM
$5.69B
$3K ﹤0.01%
232
– –
SVC
855
Service Properties Trust
SVC
$1.07B
$3K ﹤0.01%
20
– –
VIAV icon
856
Viavi Solutions
VIAV
$9.66B
$3K ﹤0.01%
450
– –
VIVS
857
VivoSim Labs
VIVS
$1.64M
$3K ﹤0.01%
2
– –
SPWR
858
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
153
– –
CHS
859
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
200
– –
NXGN
860
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$3K ﹤0.01%
200
-200
-50% -$3.03K
HYLD
861
DELISTED
High Yield ETF
HYLD
$3K ﹤0.01%
56
– –
LCM
862
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3K ﹤0.01%
+325
New +$3.29K
FMI
863
DELISTED
Foundation Medicine, Inc.
FMI
$3K ﹤0.01%
150
– –
PWE
864
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
400
– –
BRCM
865
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
80
– –
UIL
866
DELISTED
UIL HOLDINGS
UIL
$3K ﹤0.01%
81
-1
-1% -$37
KRFT
867
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3K ﹤0.01%
57
– –
QIWI
868
DELISTED
QIWI PLC
QIWI
$3K ﹤0.01%
81
– –
AEG icon
869
Aegon
AEG
$14.1B
$2K ﹤0.01%
332
+1
+0.3% +$6
BVN icon
870
Compañía de Minas Buenaventura
BVN
$8.67B
$2K ﹤0.01%
140
– –
CLF icon
871
Cleveland-Cliffs
CLF
$6.99B
$2K ﹤0.01%
230
– –
CMPR icon
872
Cimpress
CMPR
$2.31B
$2K ﹤0.01%
30
– –
CYH icon
873
Community Health Systems
CYH
$423M
$2K ﹤0.01%
48
– –
DFS
874
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
30
– –
EFSC icon
875
Enterprise Financial Services Corp
EFSC
$2.39B
$2K ﹤0.01%
100
– –
33 34
35
36 37

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.