We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLD
826
DELISTED
High Yield ETF
HYLD
$3K ﹤0.01%
56
-6
-10% -$317
SPPI
827
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$3K ﹤0.01%
400
+200
+100% +$1.52K
S
828
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
294
– –
BRCM
829
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
80
– –
UIL
830
DELISTED
UIL HOLDINGS
UIL
$3K ﹤0.01%
+82
New +$3.01K
KRFT
831
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3K ﹤0.01%
57
– –
QIWI
832
DELISTED
QIWI PLC
QIWI
$3K ﹤0.01%
+81
New +$2.96K
TSS
833
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
90
– –
SSRI
834
DELISTED
Silver Standard Resources
SSRI
$3K ﹤0.01%
300
– –
WWAV
835
DELISTED
The WhiteWave Foods Company
WWAV
$3K ﹤0.01%
100
– –
LNKD
836
DELISTED
LinkedIn Corporation
LNKD
$3K ﹤0.01%
20
– –
WRES
837
DELISTED
WARREN RESOURCES INC
WRES
$3K ﹤0.01%
409
– –
AEG icon
838
Aegon
AEG
$14B
$2K ﹤0.01%
331
+5
+2% +$30
BVN icon
839
Compañía de Minas Buenaventura
BVN
$8.27B
$2K ﹤0.01%
140
– –
CYH icon
840
Community Health Systems
CYH
$416M
$2K ﹤0.01%
48
– –
DFS
841
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
30
– –
EFSC icon
842
Enterprise Financial Services Corp
EFSC
$2.4B
$2K ﹤0.01%
+100
New +$1.83K
EIDO icon
843
iShares MSCI Indonesia ETF
EIDO
$489M
$2K ﹤0.01%
+60
New +$1.66K
FRO icon
844
Frontline
FRO
$8.81B
$2K ﹤0.01%
152
– –
GS icon
845
Goldman Sachs
GS
$301B
$2K ﹤0.01%
14
– –
HSBC icon
846
HSBC
HSBC
$352B
$2K ﹤0.01%
50
+1
+2% +$45
BRSL
847
Brightstar Lottery PLC
BRSL
$2.03B
$2K ﹤0.01%
100
– –
PHD
848
DELISTED
Pioneer Floating Rate Fund
PHD
$2K ﹤0.01%
200
– –
RELL icon
849
Richardson Electronics
RELL
$305M
$2K ﹤0.01%
+200
New +$2.05K
SBLK icon
850
Star Bulk Carriers
SBLK
$3.19B
$2K ﹤0.01%
23
– –
32 33
34
35 36

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.