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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
801
DELISTED
Frontier Communications Corp.
FTR
$4K ﹤0.01%
49
-2
-4% -$173
NSU
802
DELISTED
Nevsun Resources Ltd.
NSU
$4K ﹤0.01%
1,000
– –
ARP
803
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$4K ﹤0.01%
176
– –
ADSK icon
804
Autodesk
ADSK
$51.2B
$3K ﹤0.01%
50
– –
AXON
805
Axon Enterprise
AXON
$42.1B
$3K ﹤0.01%
200
– –
BSX icon
806
Boston Scientific
BSX
$71.4B
$3K ﹤0.01%
245
– –
CLF icon
807
Cleveland-Cliffs
CLF
$6.98B
$3K ﹤0.01%
230
+110
+92% +$1.86K
CNP icon
808
CenterPoint Energy
CNP
$26.8B
$3K ﹤0.01%
110
-100
-48% -$2.42K
CSD icon
809
Invesco S&P Spin-Off ETF
CSD
$227M
$3K ﹤0.01%
69
-1
-1% -$45
CWB icon
810
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$3K ﹤0.01%
60
-39
-39% -$1.91K
EXG icon
811
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$3K ﹤0.01%
250
– –
FYLD icon
812
Cambria Foreign Shareholder Yield ETF
FYLD
$713M
$3K ﹤0.01%
100
– –
IFGL icon
813
iShares International Developed Real Estate ETF
IFGL
$82.7M
$3K ﹤0.01%
100
– –
IMAX icon
814
IMAX
IMAX
$2.73B
$3K ﹤0.01%
100
– –
MPC icon
815
Marathon Petroleum
MPC
$84B
$3K ﹤0.01%
+70
New +$3.1K
MSI icon
816
Motorola Solutions
MSI
$78.7B
$3K ﹤0.01%
+42
New +$2.76K
NAVI icon
817
Navient
NAVI
$892M
$3K ﹤0.01%
+166
New +$2.75K
OGS icon
818
ONE Gas
OGS
$5B
$3K ﹤0.01%
70
– –
OVV icon
819
Ovintiv
OVV
$16.6B
$3K ﹤0.01%
28
-357
-93% -$41.3K
PFI icon
820
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60M
$3K ﹤0.01%
100
– –
RITM icon
821
Rithm Capital
RITM
$5.55B
$3K ﹤0.01%
232
-18
-7% -$228
SVC
822
Service Properties Trust
SVC
$1.09B
$3K ﹤0.01%
20
– –
UNH icon
823
UnitedHealth
UNH
$367B
$3K ﹤0.01%
38
– –
VIAV icon
824
Viavi Solutions
VIAV
$10B
$3K ﹤0.01%
450
– –
CHS
825
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
200
-4,503
-96% -$72.1K
31 32
33
34 35

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.