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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
801
UnitedHealth
UNH
$370B
$3K ﹤0.01%
38
– –
SPWR
802
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
153
– –
HYLD
803
DELISTED
High Yield ETF
HYLD
$3K ﹤0.01%
+62
New +$3.25K
S
804
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
294
+183
+165% +$1.61K
LCM
805
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3K ﹤0.01%
325
– –
PWE
806
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
400
+30
+8% +$242
BRCM
807
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
80
-75
-48% -$2.26K
KRFT
808
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3K ﹤0.01%
57
-220
-79% -$12K
CA
809
DELISTED
CA, Inc.
CA
$3K ﹤0.01%
102
-3
-3% -$98
CEO
810
DELISTED
CNOOC Limited
CEO
$3K ﹤0.01%
+20
New +$3.23K
TSS
811
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
90
-30
-25% -$922
NSU
812
DELISTED
Nevsun Resources Ltd.
NSU
$3K ﹤0.01%
1,000
+500
+100% +$1.86K
SSRI
813
DELISTED
Silver Standard Resources
SSRI
$3K ﹤0.01%
+300
New +$2.82K
WWAV
814
DELISTED
The WhiteWave Foods Company
WWAV
$3K ﹤0.01%
+100
New +$2.64K
ADSK icon
815
Autodesk
ADSK
$52.6B
$2K ﹤0.01%
50
– –
AEG icon
816
Aegon
AEG
$14.1B
$2K ﹤0.01%
326
– –
BVN icon
817
Compañía de Minas Buenaventura
BVN
$8.67B
$2K ﹤0.01%
140
-10
-7% -$125
CLF icon
818
Cleveland-Cliffs
CLF
$6.99B
$2K ﹤0.01%
120
+80
+200% +$1.66K
CYH icon
819
Community Health Systems
CYH
$423M
$2K ﹤0.01%
48
– –
DECK icon
820
Deckers Outdoor
DECK
$13.3B
$2K ﹤0.01%
120
– –
DFS
821
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
30
– –
EQNR icon
822
Equinor
EQNR
$92.4B
$2K ﹤0.01%
+80
New +$2.06K
GS icon
823
Goldman Sachs
GS
$303B
$2K ﹤0.01%
14
– –
HSBC icon
824
HSBC
HSBC
$356B
$2K ﹤0.01%
49
– –
MUFG icon
825
Mitsubishi UFJ Financial
MUFG
$254B
$2K ﹤0.01%
347
– –
31 32
33
34 35

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.