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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
776
Sherwin-Williams
SHW
$89.8B
– –
-5,376
Closed -$399K
SIMO icon
777
Silicon Motion
SIMO
$8.68B
– –
-373
Closed -$10K
SJM icon
778
J.M. Smucker
SJM
$12.8B
– –
-135
Closed -$15K
SLB icon
779
SLB Ltd
SLB
$75B
– –
-1,590
Closed -$109K
SLV icon
780
iShares Silver Trust
SLV
$30.7B
– –
-2,672
Closed -$37K
SLX icon
781
VanEck Steel ETF
SLX
$176M
– –
-25
Closed –
SMFG icon
782
Sumitomo Mitsui Financial
SMFG
$164B
– –
-213
Closed -$1K
SNA icon
783
Snap-on
SNA
$21.5B
– –
-1,159
Closed -$174K
SNY icon
784
Sanofi
SNY
$104B
– –
-3,931
Closed -$186K
SONY icon
785
Sony
SONY
$138B
– –
-25
Closed –
SPFF icon
786
Global X SuperIncome Preferred ETF
SPFF
$142M
– –
-1,413
Closed -$18K
SPG icon
787
Simon Property Group
SPG
$72.3B
– –
-11
Closed -$2K
SPGM icon
788
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
– –
-120
Closed -$3K
SPLV icon
789
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-3,952
Closed -$142K
SQM icon
790
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-81
Closed -$1K
SR icon
791
Spire
SR
$4.85B
– –
-400
Closed -$21K
SRLN icon
792
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
– –
-90
Closed -$4K
SSYS icon
793
Stratasys
SSYS
$774M
– –
-2,118
Closed -$56K
STLA icon
794
Stellantis
STLA
$20.8B
– –
-337
Closed -$2K
STM icon
795
STMicroelectronics
STM
$50B
– –
-139
Closed –
STPZ icon
796
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
– –
-65
Closed -$3K
STT icon
797
State Street
STT
$50.7B
– –
-1,200
Closed -$80K
STX icon
798
Seagate
STX
$184B
– –
-4,036
Closed -$180K
STZ icon
799
Constellation Brands
STZ
$23.2B
– –
-225
Closed -$28K
SU icon
800
Suncor Energy
SU
$70.3B
– –
-106
Closed -$2K
30 31
32
33 34

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.