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Regal Investment Advisors’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Regal Investment Advisors’s Portfolio SPFF Stock Details SPFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,413
Closed -$18K – 786
2015
Q3 		$18K Buy
+1,413
New +$19.6K ﹤0.01% 580
2015
Q2 		– Sell
-1,056
Closed -$15K – 1008
2015
Q1 		$15K Buy
+1,056
New +$15.4K ﹤0.01% 615

Other funds holding SPFF

ACM
Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
PAS
Partnervest Advisory Services Santa Barbara, California $315M AUM 21.3% 1-Year Est. Return
FIM
Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Regal Investment Advisors's SPFF Position: Q4 2015 in Review

Regal Investment Advisors sold out of Global X SuperIncome Preferred ETF (SPFF) in Q4 2015, closing a stake of 1,413 shares — an estimated $18K sold.

Regal Investment Advisors first reported a position in SPFF in Q1 2015 and held it in 2 quarters. The position peaked at $18K in Q3 2015. 39 funds tracked by Wall St. Rank hold SPFF as of Q4 2015.

  • Regal Investment Advisors reported no remaining Global X SuperIncome Preferred ETF position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 1,413 Global X SuperIncome Preferred ETF shares in Q4 2015, an estimated $18K.
  • Regal Investment Advisors first reported a position in Global X SuperIncome Preferred ETF in Q1 2015 and held it in 2 quarters.
  • Regal Investment Advisors's Global X SuperIncome Preferred ETF position peaked at $18K in Q3 2015.
  • 39 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.