Guggenheim Capital’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Guggenheim Capital’s Portfolio SPFF Stock Details SPFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-27,664	Closed	-$354K	–	2923
2016 Q4	$354K	Sell	27,664 -3,805	-12%	-$49.4K	﹤0.01%	2538
2016 Q3	$424K	Sell	31,469 -10,129	-24%	-$138K	﹤0.01%	2447
2016 Q2	$564K	Sell	41,598 -7,362	-15%	-$98.8K	﹤0.01%	2326
2016 Q1	$651K	Sell	48,960 -4,599	-9%	-$59.3K	﹤0.01%	2269
2015 Q4	$704K	Sell	53,559 -3,227	-6%	-$43K	﹤0.01%	2279
2015 Q3	$767K	Buy	56,786 +5,589	+11%	+$77.4K	﹤0.01%	2247
2015 Q2	$723K	Buy	51,197 +36,657	+252%	+$530K	﹤0.01%	2387
2015 Q1	$213K	Buy	+14,540	New	+$213K	﹤0.01%	2786

Other funds holding SPFF

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

PAS

Partnervest Advisory Services Santa Barbara, California $315M AUM 21.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Pinnacle Associates New York $7.78B AUM 45.07% 1-Year Est. Return

Guggenheim Capital's SPFF Position: Q1 2017 in Review

Guggenheim Capital sold out of Global X SuperIncome Preferred ETF (SPFF) in Q1 2017, closing a stake of 27,664 shares — an estimated $354K sold.

Guggenheim Capital first reported a position in SPFF in Q1 2015 and held it in 8 quarters. The position peaked at $767K in Q3 2015. 35 funds tracked by Wall St. Rank hold SPFF as of Q1 2017.

Guggenheim Capital reported no remaining Global X SuperIncome Preferred ETF position as of Q1 2017 after selling out during the quarter.
Guggenheim Capital sold 27,664 Global X SuperIncome Preferred ETF shares in Q1 2017, an estimated $354K.
Guggenheim Capital first reported a position in Global X SuperIncome Preferred ETF in Q1 2015 and held it in 8 quarters.
Guggenheim Capital's Global X SuperIncome Preferred ETF position peaked at $767K in Q3 2015.
35 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q1 2017.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.