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Global X SuperIncome Preferred ETF

36 hedge funds and large institutions have $52.7M invested in Global X SuperIncome Preferred ETF in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.89% less ownership

Funds ownership: 28.45%26.56% (-1.9%)

8% less funds holding

Funds holding: 3936 (-3)

12% less capital invested

Capital invested by funds: $59.9M → $52.7M (-$7.24M)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$30.1M -$2.09M -162,227 -7%
GI
2
Gradient Investments
Minnesota
$4.32M +$402K +31,210 +11%
LPL Financial
3
LPL Financial
California
$3.01M -$56.8K -4,410 -2%
Morgan Stanley
4
Morgan Stanley
New York
$2.49M -$362K -28,064 -13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.37M +$1.84M +143,152 +411%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.95M -$184K -14,297 -9%
Jane Street
7
Jane Street
New York
$1.3M +$661K +51,309 +110%
PAS
8
Partnervest Advisory Services
California
$1.17M +$32.8K +2,543 +3%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.14M -$78.3K -6,074 -7%
FIM
10
Freedom Investment Management
Connecticut
$749K -$245K -19,040 -25%
PA
11
Pinnacle Associates
New York
$658K -$39.5K -3,064 -6%
GC
12
Guggenheim Capital
Illinois
$651K -$59.3K -4,599 -9%
ICOA
13
Investment Centers of America
North Dakota
$470K +$22.8K +1,766 +5%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$397K -$13.1K -1,016 -3%
MLIC
15
Mandatum Life Insurance Company
Finland
$365K -$37.8K -2,936 -10%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$353K +$343K +26,578 New
MFS
17
MSI Financial Services
Massachusetts
$221K +$74.9K +5,811 +54%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$174K
Bank of America
19
Bank of America
North Carolina
$173K +$26.9K +2,090 +19%
RMAM
20
Raab & Moskowitz Asset Management
New Jersey
$159K +$154K +11,966 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$106K
VIA
22
Vantage Investment Advisors
Pennsylvania
$94K +$13.8K +1,070 +18%
IA
23
IFP Advisors
Florida
$54K +$18.6K +1,441 +44%
AIG
24
American International Group
New York
$38K -$75.4K -5,848 -68%
Creative Planning
25
Creative Planning
Kansas
$35K

SPFF Hedge Fund Activity: Q1 2016 in Review

36 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q1 2016, worth a combined $52.7M — down 12% from $59.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SPFF and 5 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 9 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.84M. The largest seller was Janney Capital Management, exiting entirely with an estimated $7.36M sold.

  • 36 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q1 2016, down from 39 in Q4 2015.
  • Funds reported $52.7M of Global X SuperIncome Preferred ETF stock for Q1 2016, down 12% quarter-over-quarter.
  • 5 funds opened new Global X SuperIncome Preferred ETF positions in Q1 2016 and 7 closed out, a net change of -2 holders.
  • The largest Global X SuperIncome Preferred ETF buyer in Q1 2016 was Royal Bank of Canada, an estimated $1.84M added.
  • The largest Global X SuperIncome Preferred ETF seller in Q1 2016 was Janney Capital Management, an estimated $7.36M sold.

Based on aggregated 13F filings for Q1 2016.