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Global X SuperIncome Preferred ETF

43 hedge funds and large institutions have $26.7M invested in Global X SuperIncome Preferred ETF in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

13% more funds holding

Funds holding: 3843 (+5)

1.19% less ownership

Funds ownership: 13.32%12.13% (-1.2%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

18% less capital invested

Capital invested by funds: $32.7M → $26.7M (-$5.99M)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
13
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$10.2M -$4.57M -370,361 -31%
LPL Financial
2
LPL Financial
California
$1.86M +$310K +25,067 +20%
Bank of America
3
Bank of America
North Carolina
$1.86M -$19.8K -1,601 -1%
UBS Group
4
UBS Group
Switzerland
$1.68M +$44.8K +3,627 +3%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.32M -$41.6K -3,369 -3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.11M +$276K +22,306 +32%
FIM
7
Freedom Investment Management
Connecticut
$1.03M +$260K +21,032 +33%
Jane Street
8
Jane Street
New York
$871K +$885K +71,639 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$847K -$169K -13,644 -16%
CIAS
10
Capital Investment Advisory Services
North Carolina
$811K +$36.5K +2,952 +5%
Wells Fargo
11
Wells Fargo
California
$801K +$166K +13,463 +26%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$532K +$71.2K +5,768 +15%
PA
13
Pinnacle Associates
New York
$492K -$53.6K -4,342 -10%
CAS
14
Cue Advisory Services
Arizona
$358K -$37.1K -3,000 -9%
Morgan Stanley
15
Morgan Stanley
New York
$298K -$187K -15,162 -38%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$258K +$160K +12,960 +158%
AWM
17
AE Wealth Management
Kansas
$242K +$94.3K +7,636 +62%
FAAS
18
First Allied Advisory Services
California
$187K -$11.4K -925 -6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$182K -$32K -2,593 -15%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$160K +$163K +13,161 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$153K +$23.4K +1,894 +18%
AG
22
Advisor Group
Arizona
$151K -$19.1K -1,543 -11%
GFPC
23
Global Financial Private Capital
Florida
$147K -$76.6K -6,199 -34%
MML Investors Services
24
MML Investors Services
Massachusetts
$146K -$210 -17 -0.1%
HPC
25
Hobart Private Capital
North Carolina
$146K +$148K +11,977 New

SPFF Hedge Fund Activity: Q4 2017 in Review

43 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q4 2017, worth a combined $26.7M — down 18% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SPFF positions and 6 closed out — a net gain of 5 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $885K. The largest seller was Aviance Capital Management, cutting an estimated $4.57M.

  • 43 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q4 2017, up from 38 in Q3 2017.
  • Funds reported $26.7M of Global X SuperIncome Preferred ETF stock for Q4 2017, down 18% quarter-over-quarter.
  • 11 funds opened new Global X SuperIncome Preferred ETF positions in Q4 2017 and 6 closed out, a net change of +5 holders.
  • The largest Global X SuperIncome Preferred ETF buyer in Q4 2017 was Jane Street, an estimated $885K added.
  • The largest Global X SuperIncome Preferred ETF seller in Q4 2017 was Aviance Capital Management, an estimated $4.57M sold.

Based on aggregated 13F filings for Q4 2017.