We are live on ! Find out more
SPFF icon

Global X SuperIncome Preferred ETF
SPFF

16 hedge funds and large institutions have $5.17M invested in Global X SuperIncome Preferred ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

52% more capital invested

Capital invested by funds: $3.4M → $5.17M (+$1.76M)

23% more funds holding

Funds holding: 13 → 16 (+3)

1.2% more ownership

Funds ownership: 6.42% → 7.62% (+1.2%)

Holders
16
Holders Change
+3
Holders Change %
+23.08%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$989K
2
GI
Gradient Investments
Minnesota
+$403K
3
VKH
Virtu KCG Holdings
New York
+$163K
4
LPL Financial
LPL Financial
California
+$155K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$149K

Top Sellers

Rank Fund Capital Flow
1
ICOA
Investment Centers of America
North Dakota
-$316K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.45M +$83.1K +5,635 +6%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$1.29M +$989K +67,032 +313%
CAN
3
Cetera Advisor Networks
California
$416K +$21K +1,425 +5%
GI
4
Gradient Investments
Minnesota
$414K +$403K +27,303 +2,568%
PI
5
Placemark Investments
Illinois
$407K +$111K +7,524 +37%
LPL Financial
6
LPL Financial
California
$402K +$155K +10,482 +61%
PFS
7
Prospera Financial Services
Texas
$218K – – –
VKH
8
Virtu KCG Holdings
New York
$161K +$163K +11,068 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$147K +$149K +10,090 New
AIG
10
American International Group
New York
$63K – – –
Ameriprise
11
Ameriprise
Minnesota
$60K – – –
Bank of America
12
Bank of America
North Carolina
$58K – – –
VIA
13
Vantage Investment Advisors
Pennsylvania
$54K +$54.6K +3,700 New
US Bancorp
14
US Bancorp
Minnesota
$22K – – –
Citigroup
15
Citigroup
New York
$6K +$4.45K +302 +302%
Wells Fargo
16
Wells Fargo
California
$2K +$2.39K +162 New
ICOA
17
Investment Centers of America
North Dakota
– -$316K -21,337 Closed

SPFF Hedge Fund Activity: Q4 2013 in Review

16 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q4 2013, worth a combined $5.17M — up 52% from $3.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPFF positions and 1 closed out — a net gain of 3 holders — while 7 added to existing stakes and 0 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $989K. The largest seller was Investment Centers of America, exiting entirely with an estimated $316K sold.

  • 16 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q4 2013, up from 13 in Q3 2013.
  • Funds reported $5.17M of Global X SuperIncome Preferred ETF stock for Q4 2013, up 52% quarter-over-quarter.
  • 4 funds opened new Global X SuperIncome Preferred ETF positions in Q4 2013 and 1 closed out, a net change of +3 holders.
  • The largest Global X SuperIncome Preferred ETF buyer in Q4 2013 was Janney Montgomery Scott, an estimated $989K added.
  • The largest Global X SuperIncome Preferred ETF seller in Q4 2013 was Investment Centers of America, an estimated $316K sold.

Based on aggregated 13F filings for Q4 2013.