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Global X SuperIncome Preferred ETF

38 hedge funds and large institutions have $50.7M invested in Global X SuperIncome Preferred ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

3% more funds holding

Funds holding: 3738 (+1)

3% less capital invested

Capital invested by funds: $52.5M → $50.7M (-$1.76M)

2.66% less ownership

Funds ownership: 24.2%21.55% (-2.7%)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$27.7M -$1.62M -118,916 -5%
GI
2
Gradient Investments
Minnesota
$5.83M +$668K +49,058 +13%
Bank of America
3
Bank of America
North Carolina
$3.54M +$1.13M +83,216 +46%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.2M +$172K +12,634 +8%
Morgan Stanley
5
Morgan Stanley
New York
$2.1M -$2.08M -152,634 -49%
PAS
6
Partnervest Advisory Services
California
$1.51M +$191K +14,019 +14%
LPL Financial
7
LPL Financial
California
$1.25M +$93.5K +6,865 +8%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.16M +$1.17M +85,985 New
PA
9
Pinnacle Associates
New York
$646K +$3.06K +225 +0.5%
Jane Street
10
Jane Street
New York
$635K -$102K -7,503 -14%
FIM
11
Freedom Investment Management
Connecticut
$585K -$60.8K -4,464 -9%
ICOA
12
Investment Centers of America
North Dakota
$526K +$31.8K +2,337 +6%
GC
13
Guggenheim Capital
Illinois
$424K -$138K -10,129 -24%
FAAS
14
First Allied Advisory Services
California
$375K +$182K +13,387 +92%
MFS
15
MSI Financial Services
Massachusetts
$329K +$63.2K +4,639 +23%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$285K -$128K -9,420 -31%
ASN
17
Advisory Services Network
Georgia
$274K -$41.1K -3,017 -13%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$266K -$202K -14,845 -43%
WP
19
WealthPLAN Partners
Nebraska
$196K +$545 +40 +0.3%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$188K +$6.95K +510 +4%
AG
21
Advisor Group
Arizona
$114K +$72.5K +5,321 +171%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$108K -$13.6K -1,000 -11%
VIA
23
Vantage Investment Advisors
Pennsylvania
$95K
Citigroup
24
Citigroup
New York
$67K +$16.3K +1,200 +32%
IA
25
IFP Advisors
Florida
$53K +$10.4K +766 +24%

SPFF Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q3 2016, worth a combined $50.7M — down 3.4% from $52.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SPFF positions and 2 closed out — a net gain of 1 holder — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $1.17M. The largest seller was Morgan Stanley, cutting an estimated $2.08M.

  • 38 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q3 2016, up from 37 in Q2 2016.
  • Funds reported $50.7M of Global X SuperIncome Preferred ETF stock for Q3 2016, down 3.4% quarter-over-quarter.
  • 3 funds opened new Global X SuperIncome Preferred ETF positions in Q3 2016 and 2 closed out, a net change of +1 holder.
  • The largest Global X SuperIncome Preferred ETF buyer in Q3 2016 was Janney Montgomery Scott, an estimated $1.17M added.
  • The largest Global X SuperIncome Preferred ETF seller in Q3 2016 was Morgan Stanley, an estimated $2.08M sold.

Based on aggregated 13F filings for Q3 2016.