Ladenburg Thalmann Financial Services’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPFF Stock Details SPFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$432K	Sell	36,722 -4,995	-12%	-$58.5K	﹤0.01%	1932
2019 Q3	$490K	Buy	41,717 +3,663	+10%	+$42.9K	﹤0.01%	1782
2019 Q2	$442K	Sell	38,054 -354	-0.9%	-$4.11K	﹤0.01%	1847
2019 Q1	$446K	Sell	38,408 -56,987	-60%	-$655K	﹤0.01%	1774
2018 Q4	$1.05M	Buy	95,395 +3,345	+4%	+$38K	0.01%	1022
2018 Q3	$1.09M	Buy	92,050 +15,505	+20%	+$185K	0.01%	1068
2018 Q2	$910K	Hold	76,545	–	–	0.01%	1127
2018 Q1	$910K	Sell	76,545 -32,058	-30%	-$386K	0.01%	1127
2017 Q4	$1.32M	Sell	108,603 -3,369	-3%	-$41.6K	0.01%	898
2017 Q3	$1.42M	Buy	111,972 +22,659	+25%	+$289K	0.02%	797
2017 Q2	$1.15M	Buy	89,313 +44,716	+100%	+$576K	0.01%	869
2017 Q1	$583K	Buy	44,597 +38,388	+618%	+$501K	0.01%	1228
2016 Q4	$80K	Sell	6,209 -1,772	-22%	-$23K	﹤0.01%	2490
2016 Q3	$108K	Sell	7,981 -1,000	-11%	-$13.6K	﹤0.01%	2193
2016 Q2	$122K	Buy	8,981 +1,000	+13%	+$13.4K	﹤0.01%	2013
2016 Q1	$106K	Hold	7,981	–	–	﹤0.01%	2017
2015 Q4	$105K	Hold	7,981	–	–	﹤0.01%	2021
2015 Q3	$107K	Sell	7,981 -1,062	-12%	-$14.7K	﹤0.01%	1931
2015 Q2	$128K	Sell	9,043 -295	-3%	-$4.26K	﹤0.01%	1921
2015 Q1	$137K	Buy	9,338 +2,305	+33%	+$33.7K	﹤0.01%	1848
2014 Q4	$102K	Buy	+7,033	New	+$103K	﹤0.01%	1886

Other funds holding SPFF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAMA

Advanced Asset Management Advisors Dublin, Ohio $380M AUM 31.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPFF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Global X SuperIncome Preferred ETF (SPFF) stake by 12% in Q4 2019, selling an estimated $58.5K and leaving 36,722 shares worth $432K. The position accounts for ﹤0.01% of the portfolio, ranked #1932.

Ladenburg Thalmann Financial Services first reported a position in SPFF in Q4 2014 and has held it in 21 quarters since. The position peaked at $1.42M in Q3 2017. 53 funds tracked by Wall St. Rank hold SPFF as of Q4 2019.

Ladenburg Thalmann Financial Services held 36,722 shares of Global X SuperIncome Preferred ETF worth $432K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,995 Global X SuperIncome Preferred ETF shares in Q4 2019, an estimated $58.5K.
Global X SuperIncome Preferred ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1932 holding.
Ladenburg Thalmann Financial Services first reported a position in Global X SuperIncome Preferred ETF in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Global X SuperIncome Preferred ETF position peaked at $1.42M in Q3 2017.
53 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.