We are live on ! Find out more
SPFF icon

Global X SuperIncome Preferred ETF

38 hedge funds and large institutions have $32.7M invested in Global X SuperIncome Preferred ETF in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

0.95% less ownership

Funds ownership: 14.27%13.32% (-0.95%)

4% less capital invested

Capital invested by funds: $33.9M → $32.7M (-$1.21M)

7% less funds holding

Funds holding: 4138 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
38
Holders Change
-3
Holders Change %
-7.32%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$15.3M -$1.94M -152,102 -11%
Bank of America
2
Bank of America
North Carolina
$1.96M +$684K +53,680 +53%
UBS Group
3
UBS Group
Switzerland
$1.71M +$529K +41,542 +45%
LPL Financial
4
LPL Financial
California
$1.62M -$10.2K -797 -0.6%
PAS
5
Partnervest Advisory Services
California
$1.57M -$20.4K -1,601 -1%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.42M +$289K +22,659 +25%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.06M +$61.7K +4,845 +6%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$872K +$328K +25,778 +60%
CIAS
9
Capital Investment Advisory Services
North Carolina
$808K +$81.1K +6,367 +11%
FIM
10
Freedom Investment Management
Connecticut
$805K +$402K +31,570 +99%
Wells Fargo
11
Wells Fargo
California
$664K +$190K +14,929 +40%
PA
12
Pinnacle Associates
New York
$568K -$5.09K -400 -0.9%
Goldman Sachs
13
Goldman Sachs
New York
$555K -$132K -10,343 -19%
Morgan Stanley
14
Morgan Stanley
New York
$504K +$45.5K +3,571 +10%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$481K -$453K -35,526 -48%
ICOA
16
Investment Centers of America
North Dakota
$419K +$4.69K +368 +1%
CAS
17
Cue Advisory Services
Arizona
$411K
GFPC
18
Global Financial Private Capital
Florida
$232K +$233K +18,303 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$223K +$64 +5 +0%
FAAS
20
First Allied Advisory Services
California
$205K -$22.9K -1,800 -10%
VF
21
Virtu Financial
New York
$181K +$181K +14,245 New
AG
22
Advisor Group
Arizona
$176K +$8.08K +634 +5%
AWM
23
AE Wealth Management
Kansas
$155K -$115K -8,997 -42%
MML Investors Services
24
MML Investors Services
Massachusetts
$152K +$16.7K +1,310 +12%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$136K +$4.31K +338 +3%

SPFF Hedge Fund Activity: Q3 2017 in Review

38 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q3 2017, worth a combined $32.7M — down 3.6% from $33.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPFF and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 16 added.

The largest buyer was Bank of America, adding an estimated $684K. The largest seller was Aviance Capital Management, cutting an estimated $1.94M.

  • 38 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q3 2017, down from 41 in Q2 2017.
  • Funds reported $32.7M of Global X SuperIncome Preferred ETF stock for Q3 2017, down 3.6% quarter-over-quarter.
  • 3 funds opened new Global X SuperIncome Preferred ETF positions in Q3 2017 and 5 closed out, a net change of -2 holders.
  • The largest Global X SuperIncome Preferred ETF buyer in Q3 2017 was Bank of America, an estimated $684K added.
  • The largest Global X SuperIncome Preferred ETF seller in Q3 2017 was Aviance Capital Management, an estimated $1.94M sold.

Based on aggregated 13F filings for Q3 2017.