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Global X SuperIncome Preferred ETF

35 hedge funds and large institutions have $41.5M invested in Global X SuperIncome Preferred ETF in 2017 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

2.29% less ownership

Funds ownership: 20.26%17.97% (-2.3%)

8% less capital invested

Capital invested by funds: $45.3M → $41.5M (-$3.79M)

10% less funds holding

Funds holding: 3935 (-4)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
35
Holders Change
-4
Holders Change %
-10.26%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
15
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$20.7M -$2.77M -212,501 -12%
GI
2
Gradient Investments
Minnesota
$6.59M +$674K +51,681 +11%
Bank of America
3
Bank of America
North Carolina
$2.15M -$1.19M -91,563 -36%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.89M -$509K -38,995 -21%
PAS
5
Partnervest Advisory Services
California
$1.56M +$64.8K +4,967 +4%
LPL Financial
6
LPL Financial
California
$1.49M +$191K +14,676 +15%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.09M +$50.7K +3,884 +5%
UBS Group
8
UBS Group
Switzerland
$827K +$413K +31,648 +100%
Morgan Stanley
9
Morgan Stanley
New York
$763K -$19.2K -1,469 -2%
PA
10
Pinnacle Associates
New York
$594K -$15.7K -1,200 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$583K +$501K +38,388 +618%
CIAS
12
Capital Investment Advisory Services
North Carolina
$551K +$231K +17,694 +73%
ICOA
13
Investment Centers of America
North Dakota
$518K -$6.11K -468 -1%
FIM
14
Freedom Investment Management
Connecticut
$430K -$71.2K -5,460 -14%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$267K +$61.3K +4,700 +30%
FAAS
16
First Allied Advisory Services
California
$244K -$122K -9,364 -33%
AWM
17
AE Wealth Management
Kansas
$239K +$57.8K +4,434 +32%
Wells Fargo
18
Wells Fargo
California
$162K +$79.7K +6,108 +97%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$152K -$115K -8,816 -43%
VIA
20
Vantage Investment Advisors
Pennsylvania
$118K +$25.1K +1,924 +27%
Citigroup
21
Citigroup
New York
$104K +$39.1K +3,000 +61%
AG
22
Advisor Group
Arizona
$104K +$43.5K +3,336 +73%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$84K -$267K -20,464 -76%
IA
24
IFP Advisors
Florida
$64K +$117 +9 +0.2%
NFG
25
Next Financial Group
Texas
$32K -$7.3K -560 -19%

SPFF Hedge Fund Activity: Q1 2017 in Review

35 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Global X SuperIncome Preferred ETF (SPFF) for Q1 2017, worth a combined $41.5M — down 8.4% from $45.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SPFF and 1 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 15 added.

The largest buyer was Gradient Investments, adding an estimated $674K. The largest seller was Aviance Capital Management, cutting an estimated $2.77M.

  • 35 institutional investors held Global X SuperIncome Preferred ETF (SPFF) as of Q1 2017, down from 39 in Q4 2016.
  • Funds reported $41.5M of Global X SuperIncome Preferred ETF stock for Q1 2017, down 8.4% quarter-over-quarter.
  • 1 fund opened new Global X SuperIncome Preferred ETF positions in Q1 2017 and 4 closed out, a net change of -3 holders.
  • The largest Global X SuperIncome Preferred ETF buyer in Q1 2017 was Gradient Investments, an estimated $674K added.
  • The largest Global X SuperIncome Preferred ETF seller in Q1 2017 was Aviance Capital Management, an estimated $2.77M sold.

Based on aggregated 13F filings for Q1 2017.