Prospera Financial Services’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Prospera Financial Services’s Portfolio SPFF Stock Details SPFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-13,500	Closed	-$196K	–	350
2014 Q4	$196K	Sell	13,500 -685	-5%	-$10.1K	0.05%	271
2014 Q3	$211K	Buy	14,185 +1,685	+13%	+$25.2K	0.06%	255
2014 Q2	$189K	Sell	12,500 -100	-0.8%	-$1.5K	0.05%	260
2014 Q1	$190K	Sell	12,600 -2,350	-16%	-$34.9K	0.06%	235
2013 Q4	$218K	Hold	14,950	–	–	0.07%	220
2013 Q3	$219K	Hold	14,950	–	–	0.08%	201
2013 Q2	$218K	Buy	+14,950	New	+$224K	0.1%	199

Other funds holding SPFF

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $7.29B AUM 16.22% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.36B AUM 13.96% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prospera Financial Services's SPFF Position: Q1 2015 in Review

Prospera Financial Services sold out of Global X SuperIncome Preferred ETF (SPFF) in Q1 2015, closing a stake of 13,500 shares — an estimated $196K sold.

Prospera Financial Services first reported a position in SPFF in Q2 2013 and held it in 7 quarters. The position peaked at $219K in Q3 2013. 35 funds tracked by Wall St. Rank hold SPFF as of Q1 2015.

Prospera Financial Services reported no remaining Global X SuperIncome Preferred ETF position as of Q1 2015 after selling out during the quarter.
Prospera Financial Services sold 13,500 Global X SuperIncome Preferred ETF shares in Q1 2015, an estimated $196K.
Prospera Financial Services first reported a position in Global X SuperIncome Preferred ETF in Q2 2013 and held it in 7 quarters.
Prospera Financial Services's Global X SuperIncome Preferred ETF position peaked at $219K in Q3 2013.
35 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q1 2015.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.