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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
751
KKR & Co
KKR
$92.3B
$5K ﹤0.01%
+200
New +$4.38K
LYB icon
752
LyondellBasell Industries
LYB
$19.2B
$5K ﹤0.01%
61
-278
-82% -$24.1K
NAVI icon
753
Navient
NAVI
$853M
$5K ﹤0.01%
243
+82
+51% +$1.64K
PICB icon
754
Invesco International Corporate Bond ETF
PICB
$362M
$5K ﹤0.01%
185
– –
PNNT
755
Pennant Park Investment Corp
PNNT
$241M
$5K ﹤0.01%
+500
New +$5.24K
TTC icon
756
Toro Company
TTC
$9.49B
$5K ﹤0.01%
146
– –
USO icon
757
United States Oil Fund
USO
$1.84B
$5K ﹤0.01%
33
-4,188
-99% -$929K
UYG icon
758
ProShares Ultra Financials
UYG
$847M
$5K ﹤0.01%
210
– –
XOP icon
759
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$5K ﹤0.01%
26
+1
+4% +$222
XRT icon
760
State Street SPDR S&P Retail ETF
XRT
$327M
$5K ﹤0.01%
+114
New +$5.12K
EQC
761
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
ESL
762
DELISTED
Esterline Technologies
ESL
$5K ﹤0.01%
50
– –
GRH
763
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$5K ﹤0.01%
6,365
– –
ATVI
764
DELISTED
Activision Blizzard
ATVI
$5K ﹤0.01%
+265
New +$5.35K
LNKD
765
DELISTED
LinkedIn Corporation
LNKD
$5K ﹤0.01%
20
– –
BIIB icon
766
Biogen
BIIB
$30.7B
$4K ﹤0.01%
12
– –
CMI icon
767
Cummins
CMI
$88.7B
$4K ﹤0.01%
28
– –
COF icon
768
Capital One
COF
$134B
$4K ﹤0.01%
52
– –
CYTK icon
769
Cytokinetics
CYTK
$10.4B
$4K ﹤0.01%
+443
New +$1.9K
EXPE icon
770
Expedia Group
EXPE
$37.3B
$4K ﹤0.01%
50
– –
FIVE icon
771
Five Below
FIVE
$13.5B
$4K ﹤0.01%
+100
New +$4.05K
FNV icon
772
Franco-Nevada
FNV
$46B
$4K ﹤0.01%
70
-100
-59% -$5.08K
KEX icon
773
Kirby Corp
KEX
$6.93B
$4K ﹤0.01%
+50
New +$4.95K
MET icon
774
MetLife
MET
$62.4B
$4K ﹤0.01%
+84
New +$3.99K
OLN icon
775
Olin
OLN
$2.12B
$4K ﹤0.01%
190
+140
+280% +$3.41K
29 30
31
32 33

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.