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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
726
DELISTED
Rockwell Collins
COL
$9K ﹤0.01%
117
– –
BSJG
727
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$9K ﹤0.01%
384
+3
+0.8% +$78
ADBE icon
728
Adobe
ADBE
$105B
$8K ﹤0.01%
100
– –
AGNC icon
729
AGNC Investment
AGNC
$12.9B
$8K ﹤0.01%
478
+15
+3% +$288
AIG icon
730
American International
AIG
$41.3B
$8K ﹤0.01%
150
+33
+28% +$2.02K
AMRN
731
Amarin Corp
AMRN
$303M
$8K ﹤0.01%
+230
New +$10.4K
AYI icon
732
Acuity Brands
AYI
$10.8B
$8K ﹤0.01%
50
– –
CWT icon
733
California Water Service
CWT
$3.12B
$8K ﹤0.01%
370
– –
DGZ icon
734
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
$8K ﹤0.01%
500
– –
DNL icon
735
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$8K ﹤0.01%
+400
New +$9.47K
ENB icon
736
Enbridge
ENB
$112B
$8K ﹤0.01%
225
-4,267
-95% -$178K
FHLC icon
737
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$8K ﹤0.01%
277
– –
FSI icon
738
Flexible Solutions
FSI
$64.1M
$8K ﹤0.01%
+8,500
New +$10.1K
GT icon
739
Goodyear
GT
$1.85B
$8K ﹤0.01%
300
– –
MAA icon
740
Mid-America Apartment Communities
MAA
$15.7B
$8K ﹤0.01%
100
– –
MTUM icon
741
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$8K ﹤0.01%
+118
New +$8.45K
MXI icon
742
iShares Global Materials ETF
MXI
$362M
$8K ﹤0.01%
200
– –
NCZ
743
Virtus Convertible & Income Fund II
NCZ
$301M
$8K ﹤0.01%
397
-194
-33% -$5.05K
RGEN icon
744
Repligen
RGEN
$9.25B
$8K ﹤0.01%
+300
New +$10.8K
TOL icon
745
Toll Brothers
TOL
$14.5B
$8K ﹤0.01%
250
– –
UCO icon
746
ProShares Ultra Bloomberg Crude Oil
UCO
$386M
$8K ﹤0.01%
+30
New +$9.9K
ICPT
747
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$8K ﹤0.01%
+50
New +$11K
P
748
DELISTED
Pandora Media Inc
P
$8K ﹤0.01%
410
+10
+3% +$175
LOCK
749
DELISTED
LifeLock, Inc.
LOCK
$8K ﹤0.01%
970
+100
+11% +$986
ATVI
750
DELISTED
Activision Blizzard
ATVI
$8K ﹤0.01%
265
– –
28 29
30
31 32

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.