We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMV icon
726
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$188M
$6K ﹤0.01%
80
– –
TPR icon
727
Tapestry
TPR
$32.8B
$6K ﹤0.01%
165
-360
-69% -$12.7K
TXN icon
728
Texas Instruments
TXN
$261B
$6K ﹤0.01%
115
– –
UTHR icon
729
United Therapeutics
UTHR
$23.1B
$6K ﹤0.01%
47
-128
-73% -$16.5K
VVR icon
730
Invesco Senior Income Trust
VVR
$454M
$6K ﹤0.01%
1,372
– –
WELL icon
731
Welltower
WELL
$171B
$6K ﹤0.01%
75
-125
-63% -$8.93K
MRO
732
DELISTED
Marathon Oil Corporation
MRO
$6K ﹤0.01%
205
+1
+0.5% +$32
DNR
733
DELISTED
Denbury Resources, Inc.
DNR
$6K ﹤0.01%
775
– –
APC
734
DELISTED
Anadarko Petroleum
APC
$6K ﹤0.01%
68
-28
-29% -$2.44K
EMES
735
DELISTED
Emerge Energy Services LP
EMES
$6K ﹤0.01%
106
-244
-70% -$18.3K
BBEP
736
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$6K ﹤0.01%
800
-115
-13% -$1.58K
ACG
737
DELISTED
AllianceBernstein Income Fund Inc
ACG
$6K ﹤0.01%
790
-2,377
-75% -$17.9K
THOR
738
DELISTED
THORATEC CORPORATION
THOR
$6K ﹤0.01%
180
– –
SLXP
739
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$6K ﹤0.01%
50
-577
-92% -$69.9K
LNCO
740
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$6K ﹤0.01%
+614
New +$11.8K
TWC
741
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$6K ﹤0.01%
37
-154
-81% -$22.2K
OIL
742
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$6K ﹤0.01%
500
– –
RHT
743
DELISTED
Red Hat Inc
RHT
$6K ﹤0.01%
90
+20
+29% +$1.21K
AAXJ icon
744
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$5K ﹤0.01%
89
-56,862
-100% -$3.49M
AVK
745
Advent Convertible and Income Fund
AVK
$560M
$5K ﹤0.01%
308
– –
BIP icon
746
Brookfield Infrastructure Partners
BIP
$18B
$5K ﹤0.01%
280
– –
BTO
747
John Hancock Financial Opportunities Fund
BTO
$803M
$5K ﹤0.01%
212
-100
-32% -$2.28K
CCL icon
748
Carnival Corporation Ltd
CCL
$39.7B
$5K ﹤0.01%
100
– –
IAT icon
749
iShares US Regional Banks ETF
IAT
$681M
$5K ﹤0.01%
150
– –
IYE icon
750
iShares US Energy ETF
IYE
$1.71B
$5K ﹤0.01%
115
-5,426
-98% -$256K
28 29
30
31 32

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.