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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFR icon
51
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$6.81M 0.51%
223,498
+46,871
+27% +$1.42M
VOT icon
52
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$6.64M 0.5%
26,182
+73
+0.3% +$18.8K
VOE icon
53
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$6.56M 0.49%
40,561
+1,449
+4% +$244K
CINF icon
54
Cincinnati Financial
CINF
$27.1B
$6.3M 0.47%
43,817
+22,534
+106% +$3.29M
IVE icon
55
iShares S&P 500 Value ETF
IVE
$49.8B
$6.26M 0.47%
32,816
+331
+1% +$65.7K
IJH icon
56
iShares Core S&P Mid-Cap ETF
IJH
$127B
$6.26M 0.47%
100,528
-5,676
-5% -$364K
PRFZ icon
57
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$6.23M 0.47%
149,618
+9,127
+6% +$391K
BSV icon
58
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.14M 0.46%
79,467
+612
+0.8% +$47.5K
CSCO icon
59
Cisco
CSCO
$479B
$6.1M 0.46%
103,071
+39
+0% +$2.23K
IYW icon
60
iShares US Technology ETF
IYW
$25.5B
$6.09M 0.46%
38,202
-996
-3% -$158K
FDN icon
61
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$5.97M 0.45%
24,553
+432
+2% +$101K
FAUG icon
62
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$5.81M 0.44%
124,945
-22,100
-15% -$1.03M
EXPE icon
63
Expedia Group
EXPE
$37.3B
$5.7M 0.43%
30,600
-3,780
-11% -$651K
VNQ icon
64
Vanguard Real Estate ETF
VNQ
$39.1B
$5.69M 0.43%
63,832
-9,128
-13% -$862K
ULTA icon
65
Ulta Beauty
ULTA
$24.3B
$5.61M 0.42%
12,900
-102
-0.8% -$39.5K
CPAY icon
66
Corpay
CPAY
$25.7B
$5.6M 0.42%
16,534
-240
-1% -$84.4K
WM icon
67
Waste Management
WM
$91B
$5.56M 0.42%
27,566
+399
+1% +$85.7K
XLU icon
68
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.34M 0.4%
141,156
-4,620
-3% -$183K
COST icon
69
Costco
COST
$420B
$5.19M 0.39%
5,670
-352
-6% -$327K
KO icon
70
Coca-Cola
KO
$375B
$5.18M 0.39%
83,171
-7,491
-8% -$489K
FIS icon
71
Fidelity National Information Services
FIS
$22.1B
$5.13M 0.39%
63,496
-857
-1% -$73.8K
TOL icon
72
Toll Brothers
TOL
$14.5B
$5.02M 0.38%
39,862
-106
-0.3% -$15.7K
VO icon
73
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5M 0.38%
75,748
-11,064
-13% -$751K
IBM icon
74
IBM
IBM
$224B
$4.99M 0.37%
22,693
+485
+2% +$108K
EMXC icon
75
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$4.96M 0.37%
89,361
+1,540
+2% +$90.4K
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.