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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
51
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-4,167
Closed -$455K
EMLP icon
52
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
– –
-17,950
Closed -$358K
EMXC icon
53
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
– –
-8,162
Closed -$350K
ESGE icon
54
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
– –
-50,328
Closed -$1.61M
ESGU icon
55
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
– –
-52,138
Closed -$3.65M
EWT icon
56
iShares MSCI Taiwan ETF
EWT
$11.1B
– –
-5,993
Closed -$241K
EXC icon
57
Exelon
EXC
$47B
– –
-25,546
Closed -$661K
EXEL icon
58
Exelixis
EXEL
$13.4B
– –
-32,231
Closed -$765K
EXTR icon
59
Extreme Networks
EXTR
$3.15B
– –
-16,940
Closed -$74K
F icon
60
Ford
F
$55.7B
– –
-114,620
Closed -$697K
FAUG icon
61
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
– –
-174,595
Closed -$5.36M
FBT icon
62
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
– –
-4,736
Closed -$795K
FDL icon
63
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
– –
-15,284
Closed -$388K
FDN icon
64
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-27,997
Closed -$4.77M
FDX icon
65
FedEx
FDX
$75.4B
– –
-2,976
Closed -$417K
FEX icon
66
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-6,272
Closed -$373K
FFEB icon
67
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
– –
-18,785
Closed -$552K
FHLC icon
68
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
– –
-8,374
Closed -$417K
FISV
69
Fiserv Inc
FISV
$27.9B
– –
-13,279
Closed -$1.3M
FITB
70
Fifth Third Bancorp
FITB
$51.8B
– –
-34,617
Closed -$667K
FIXD icon
71
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-60,183
Closed -$3.3M
FMB icon
72
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-13,026
Closed -$717K
FPE icon
73
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-40,656
Closed -$749K
FRT icon
74
Federal Realty Investment Trust
FRT
$10.3B
– –
-2,629
Closed -$224K
FSI icon
75
Flexible Solutions
FSI
$64.1M
– –
-11,260
Closed -$23K
1 2
3
4 5

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.