RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
+4.75%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$84.6M
AUM Growth
+$84.6M
Cap. Flow
-$469M
Cap. Flow %
-553.68%
Top 10 Hldgs %
70.59%
Holding
326
New
–
Increased
5
Reduced
23
Closed
298

Top Buys

1
FM
iShares Frontier and Select EM ETF
FM
$107K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$59.4K
3
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$25.7K
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$18.2K
5
GNR icon
SPDR S&P Global Natural Resources ETF
GNR
$9.2K

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$29.5M
2
MSFT icon
Microsoft
MSFT
$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
$12.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
$10.8M

Sector Composition

1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWTR
51
DELISTED
Twitter, Inc.
TWTR
– –
-8,091
Closed -$241K
PCI
52
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-13,159
Closed -$243K
NXQ
53
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-13,994
Closed -$210K
FSKR
54
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-15,303
Closed -$197K
FIT
55
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-15,095
Closed -$98K
FTXL icon
56
First Trust Nasdaq Semiconductor ETF
FTXL
$286M
– –
-5,378
Closed -$236K
FUTY icon
57
Fidelity MSCI Utilities Index ETF
FUTY
$1.94B
– –
-8,552
Closed -$312K
FV icon
58
First Trust Dorsey Wright Focus 5 ETF
FV
$3.69B
– –
-106,407
Closed -$3.42M
FVD icon
59
First Trust Value Line Dividend Fund
FVD
$9.1B
– –
-9,843
Closed -$298K
FXD icon
60
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$331M
– –
-8,700
Closed -$325K
FXG icon
61
First Trust Consumer Staples AlphaDEX Fund
FXG
$286M
– –
-18,299
Closed -$843K
FXH icon
62
First Trust Health Care AlphaDEX Fund
FXH
$919M
– –
-36,640
Closed -$3.31M
FXL icon
63
First Trust Technology AlphaDEX Fund
FXL
$1.34B
– –
-3,868
Closed -$323K
FXN icon
64
First Trust Energy AlphaDEX Fund
FXN
$286M
– –
-10,384
Closed -$68K
FXO icon
65
First Trust Financials AlphaDEX Fund
FXO
$2.23B
– –
-44,829
Closed -$1.14M
FXR icon
66
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.86B
– –
-11,297
Closed -$428K
FXU icon
67
First Trust Utilities AlphaDEX Fund
FXU
$1.7B
– –
-13,301
Closed -$343K
FYX icon
68
First Trust Small Cap Core AlphaDEX Fund
FYX
$873M
– –
-62,498
Closed -$3.39M
GBIL icon
69
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$6.25B
– –
-8,120
Closed -$816K
GE icon
70
GE Aerospace
GE
$293B
– –
-40,632
Closed -$278K
GILD icon
71
Gilead Sciences
GILD
$140B
– –
-19,673
Closed -$1.51M
GIS icon
72
General Mills
GIS
$26.6B
– –
-15,793
Closed -$974K
GLD icon
73
SPDR Gold Trust
GLD
$111B
– –
-23,312
Closed -$3.9M
GPC icon
74
Genuine Parts
GPC
$19B
– –
-4,915
Closed -$427K
GS icon
75
Goldman Sachs
GS
$221B
– –
-2,246
Closed -$444K
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