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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
51
DELISTED
Alexion Pharmaceuticals
ALXN
$2.63M 0.73%
21,509
-714
-3% -$87.4K
ESRX
52
DELISTED
Express Scripts Holding Company
ESRX
$2.61M 0.72%
37,924
-1,555
-4% -$111K
AMGN icon
53
Amgen
AMGN
$219B
$2.6M 0.72%
17,808
-1,802
-9% -$271K
WSM icon
54
Williams-Sonoma
WSM
$29.1B
$2.5M 0.69%
103,272
-3,354
-3% -$85.5K
MCK icon
55
McKesson
MCK
$102B
$2.42M 0.67%
17,194
-611
-3% -$89.9K
JNJ icon
56
Johnson & Johnson
JNJ
$619B
$2.41M 0.67%
20,885
+427
+2% +$49.3K
VTV icon
57
Vanguard Morningstar Value ETF
VTV
$191B
$2.39M 0.66%
25,651
-1,279
-5% -$115K
RL icon
58
Ralph Lauren
RL
$23.6B
$2.31M 0.64%
25,538
-535
-2% -$54.4K
GILD icon
59
Gilead Sciences
GILD
$162B
$2.31M 0.64%
32,199
-1,290
-4% -$95.9K
FDN icon
60
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.27M 0.63%
28,441
-3,865
-12% -$312K
HBI
61
DELISTED
Hanesbrands
HBI
$2.23M 0.62%
103,381
-2,491
-2% -$59.5K
DUK icon
62
Duke Energy
DUK
$96.6B
$2.15M 0.6%
27,752
-1,073
-4% -$82.2K
NS
63
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
FV icon
64
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.11M 0.58%
91,271
+3,468
+4% +$79.2K
INSY
65
DELISTED
Insys Therapeutics, Inc.
INSY
$2.11M 0.58%
+228,873
New +$2.59M
FDT icon
66
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$2.08M 0.58%
44,125
+29,946
+211% +$1.42M
IWF icon
67
iShares Russell 1000 Growth ETF
IWF
$127B
$2.05M 0.57%
78,316
-3,064
-4% -$79.5K
VOE icon
68
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.01M 0.56%
20,726
+1,152
+6% +$109K
VOT icon
69
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$1.98M 0.55%
18,740
+1,797
+11% +$189K
PII icon
70
Polaris
PII
$3.99B
$1.88M 0.52%
22,803
-340
-1% -$27.7K
AEP icon
71
American Electric Power
AEP
$68.2B
$1.84M 0.51%
29,287
+6,808
+30% +$420K
EFA icon
72
iShares MSCI EAFE ETF
EFA
$79.4B
$1.82M 0.5%
31,618
+5,403
+21% +$312K
HDV
73
iShares Core High Dividend ETF
HDV
$14.8B
$1.65M 0.46%
100,530
+37,360
+59% +$602K
MMM icon
74
3M
MMM
$93.2B
$1.63M 0.45%
10,925
+360
+3% +$51.9K
FXG icon
75
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.62M 0.45%
35,496
-25,878
-42% -$1.17M
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.