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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
51
ConocoPhillips
COP
$142B
$2.65M 0.75%
60,844
+248
+0.4% +$10.3K
RL icon
52
Ralph Lauren
RL
$23.7B
$2.64M 0.75%
26,073
-1,594
-6% -$160K
FDN icon
53
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$2.63M 0.75%
32,306
+1,128
+4% +$87.9K
AOR icon
54
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$2.63M 0.75%
63,835
+430
+0.7% +$17.5K
EMR icon
55
Emerson Electric
EMR
$88.2B
$2.59M 0.74%
47,563
+6,998
+17% +$375K
TFCFA
56
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$2.52M 0.71%
103,877
-6,008
-5% -$154K
FXD icon
57
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$2.46M 0.7%
69,715
+1,333
+2% +$47.3K
JNJ icon
58
Johnson & Johnson
JNJ
$618B
$2.42M 0.69%
20,458
+921
+5% +$112K
VTV icon
59
Vanguard Morningstar Value ETF
VTV
$191B
$2.34M 0.66%
26,930
+292
+1% +$25.4K
DUK icon
60
Duke Energy
DUK
$97.5B
$2.31M 0.65%
28,825
-975
-3% -$80.7K
MBB icon
61
iShares MBS ETF
MBB
$39B
$2.21M 0.63%
20,108
-4,309
-18% -$474K
FLOT icon
62
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.16M 0.61%
42,644
-404
-0.9% -$20.5K
IWF icon
63
iShares Russell 1000 Growth ETF
IWF
$127B
$2.12M 0.6%
81,380
+956
+1% +$24.9K
NS
64
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
FV icon
65
First Trust Dorsey Wright Focus 5 ETF
FV
$3.76B
$2.01M 0.57%
87,803
+2,507
+3% +$57.2K
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.93M 0.55%
17,168
-32,630
-66% -$3.67M
VOE icon
67
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$1.83M 0.52%
19,574
+924
+5% +$85.5K
VOT icon
68
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.8M 0.51%
16,943
+975
+6% +$103K
PII icon
69
Polaris
PII
$4.04B
$1.79M 0.51%
23,143
-2,141
-8% -$186K
QQQ icon
70
Invesco QQQ Trust
QQQ
$483B
$1.75M 0.5%
14,754
+2,719
+23% +$314K
TDIV icon
71
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
$1.73M 0.49%
58,920
-27,892
-32% -$796K
SJNK icon
72
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.71M 0.49%
61,751
-4,959
-7% -$136K
GLD icon
73
SPDR Gold Trust
GLD
$141B
$1.69M 0.48%
13,461
+6,282
+88% +$800K
XOM icon
74
ExxonMobil
XOM
$635B
$1.56M 0.44%
17,923
+3,541
+25% +$314K
MMM icon
75
3M
MMM
$94.3B
$1.56M 0.44%
10,565
+1,774
+20% +$265K
1 2
3
4 5

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.