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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
51
DELISTED
Alexion Pharmaceuticals
ALXN
$2.76M 0.76%
+23,675
New +$3.36M
BWA icon
52
BorgWarner
BWA
$13B
$2.76M 0.76%
106,101
-7,604
-7% -$230K
STT icon
53
State Street
STT
$50.5B
$2.71M 0.75%
+50,275
New +$3M
BIIB icon
54
Biogen
BIIB
$29.8B
$2.71M 0.74%
11,187
-397
-3% -$105K
MBB icon
55
iShares MBS ETF
MBB
$39.1B
$2.69M 0.74%
24,417
+2,061
+9% +$226K
COP icon
56
ConocoPhillips
COP
$145B
$2.64M 0.73%
60,596
-3,539
-6% -$156K
MDY icon
57
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$2.6M 0.72%
9,567
-913
-9% -$244K
VIG icon
58
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.6M 0.72%
31,271
-660
-2% -$53.9K
DUK icon
59
Duke Energy
DUK
$96.9B
$2.56M 0.7%
29,800
-3,590
-11% -$287K
AOR icon
60
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$2.54M 0.7%
63,405
+4,264
+7% +$169K
RL icon
61
Ralph Lauren
RL
$22.6B
$2.48M 0.68%
27,667
-1,026
-4% -$95.3K
JNJ icon
62
Johnson & Johnson
JNJ
$613B
$2.37M 0.65%
19,537
-4,385
-18% -$498K
TDIV icon
63
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$2.31M 0.63%
86,812
-1,597
-2% -$41.8K
FXD icon
64
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.31M 0.63%
68,382
+186
+0.3% +$6.34K
VTV icon
65
Vanguard Morningstar Value ETF
VTV
$191B
$2.26M 0.62%
26,638
-1,923
-7% -$161K
WNR
66
DELISTED
Western Refining Inc
WNR
$2.25M 0.62%
+109,299
New +$2.57M
FDN icon
67
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$2.25M 0.62%
31,178
+1,355
+5% +$95.6K
FLOT icon
68
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.18M 0.6%
43,048
-668
-2% -$33.7K
PSK icon
69
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
$2.16M 0.59%
46,873
-1,521
-3% -$69.3K
TIP icon
70
iShares TIPS Bond ETF
TIP
$14.5B
$2.16M 0.59%
18,481
-5,131
-22% -$589K
EMR icon
71
Emerson Electric
EMR
$86.7B
$2.12M 0.58%
40,565
+1,676
+4% +$89K
PII icon
72
Polaris
PII
$4.02B
$2.07M 0.57%
25,284
-862
-3% -$76.4K
IWF icon
73
iShares Russell 1000 Growth ETF
IWF
$127B
$2.02M 0.55%
80,424
-4,392
-5% -$110K
GAP
74
The Gap Inc
GAP
$7.38B
$1.98M 0.54%
93,257
-1,022
-1% -$21.8K
NS
75
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
1 2
3
4 5

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.