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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSR
51
DELISTED
Neustar Inc
NSR
$2.92M 0.76%
121,931
+11,132
+10% +$288K
IJR icon
52
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.9M 0.75%
52,730
-29,164
-36% -$1.64M
LVS icon
53
Las Vegas Sands
LVS
$29.5B
$2.89M 0.75%
65,831
+5,947
+10% +$271K
GE icon
54
GE Aerospace
GE
$386B
$2.88M 0.75%
19,297
+2,680
+16% +$381K
VTV icon
55
Vanguard Morningstar Value ETF
VTV
$191B
$2.73M 0.71%
33,551
-354
-1% -$29K
PG icon
56
Procter & Gamble
PG
$338B
$2.7M 0.7%
33,972
+8,892
+35% +$680K
BBBY
57
DELISTED
Bed Bath & Beyond Inc
BBBY
$2.63M 0.68%
54,505
+5,657
+12% +$314K
DKS icon
58
Dick's Sporting Goods
DKS
$18.1B
$2.59M 0.67%
73,327
+8,809
+14% +$370K
FXG icon
59
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$2.48M 0.64%
55,757
+1,991
+4% +$87K
DIS icon
60
Walt Disney
DIS
$181B
$2.47M 0.64%
23,539
+1,012
+4% +$113K
DUK icon
61
Duke Energy
DUK
$97.2B
$2.46M 0.64%
34,434
+754
+2% +$53K
TIP icon
62
iShares TIPS Bond ETF
TIP
$14.5B
$2.39M 0.62%
21,815
-917
-4% -$101K
GAP
63
The Gap Inc
GAP
$7.42B
$2.38M 0.62%
96,156
+14,168
+17% +$378K
WDR
64
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.33M 0.6%
81,292
+9,875
+14% +$339K
JNJ icon
65
Johnson & Johnson
JNJ
$618B
$2.32M 0.6%
22,621
+1,332
+6% +$134K
VWO icon
66
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$2.32M 0.6%
70,907
+18,722
+36% +$644K
IWF icon
67
iShares Russell 1000 Growth ETF
IWF
$128B
$2.25M 0.58%
90,364
-10,088
-10% -$252K
PII icon
68
Polaris
PII
$4.08B
$2.23M 0.58%
25,936
+3,129
+14% +$332K
TDIV icon
69
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
$2.22M 0.58%
88,004
-19,428
-18% -$503K
PSK icon
70
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$2.21M 0.57%
49,447
-6,932
-12% -$309K
AOR icon
71
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$2.18M 0.57%
56,099
+5,009
+10% +$197K
MUB icon
72
iShares National Muni Bond ETF
MUB
$45.5B
$2.09M 0.54%
18,923
+4,170
+28% +$458K
EMR icon
73
Emerson Electric
EMR
$88.7B
$2.07M 0.54%
43,201
+15,320
+55% +$729K
FXD icon
74
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$1.99M 0.52%
58,296
+3,442
+6% +$121K
FDN icon
75
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.47B
$1.95M 0.5%
26,078
+4,115
+19% +$305K
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.