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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLM icon
701
SLM Corp
SLM
$5.15B
$7K ﹤0.01%
825
-387
-32% -$3.38K
TEI
702
Templeton Emerging Markets Income Fund
TEI
$321M
$7K ﹤0.01%
+477
New +$6.56K
VVR icon
703
Invesco Senior Income Trust
VVR
$454M
$7K ﹤0.01%
1,372
– –
XOP icon
704
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$7K ﹤0.01%
25
– –
PRSU
705
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$7K ﹤0.01%
294
+1
+0.3% +$25
MRO
706
DELISTED
Marathon Oil Corporation
MRO
$7K ﹤0.01%
+202
New +$6.8K
NXGN
707
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$7K ﹤0.01%
400
– –
KSU
708
DELISTED
Kansas City Southern
KSU
$7K ﹤0.01%
+70
New +$7.22K
AT
709
DELISTED
Atlantic Power Corporation
AT
$7K ﹤0.01%
2,335
-845
-27% -$2.42K
INSY
710
DELISTED
Insys Therapeutics, Inc.
INSY
$7K ﹤0.01%
360
– –
SYNT
711
DELISTED
Syntel Inc
SYNT
$7K ﹤0.01%
150
+30
+25% +$1.35K
CAB
712
DELISTED
Cabela's Inc
CAB
$7K ﹤0.01%
100
– –
RAI
713
DELISTED
Reynolds American Inc
RAI
$7K ﹤0.01%
264
-310
-54% -$7.81K
GM.WS.A
714
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$7K ﹤0.01%
294
– –
TZE
715
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$7K ﹤0.01%
194
-785
-80% -$29.6K
AVK
716
Advent Convertible and Income Fund
AVK
$563M
$6K ﹤0.01%
308
– –
CRUS icon
717
Cirrus Logic
CRUS
$6.26B
$6K ﹤0.01%
308
– –
FLS icon
718
Flowserve
FLS
$10.2B
$6K ﹤0.01%
80
+10
+14% +$767
OLN icon
719
Olin
OLN
$2.12B
$6K ﹤0.01%
200
-154
-44% -$4.15K
PCG icon
720
PG&E
PCG
$38.5B
$6K ﹤0.01%
150
– –
PEGA icon
721
Pegasystems
PEGA
$5.38B
$6K ﹤0.01%
1,440
+800
+125% +$8.63K
PUI icon
722
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
$6K ﹤0.01%
+275
New +$5.76K
RHI icon
723
Robert Half
RHI
$4.37B
$6K ﹤0.01%
134
– –
SNEX icon
724
StoneX
SNEX
$7.94B
$6K ﹤0.01%
1,493
– –
TGNA
725
DELISTED
TEGNA Inc
TGNA
$6K ﹤0.01%
422
+200
+90% +$2.97K
27 28
29
30 31

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.