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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
676
Ross Stores
ROST
$81.9B
$11K ﹤0.01%
278
– –
SKX
677
DELISTED
Skechers
SKX
$11K ﹤0.01%
+600
New +$11K
SLF icon
678
Sun Life Financial
SLF
$45.4B
$11K ﹤0.01%
310
-24
-7% -$902
VXUS icon
679
Vanguard Total International Stock ETF
VXUS
$160B
$11K ﹤0.01%
215
– –
ZTS icon
680
Zoetis
ZTS
$30B
$11K ﹤0.01%
295
– –
BBBY
681
DELISTED
Bed Bath & Beyond Inc
BBBY
$11K ﹤0.01%
170
-30
-15% -$1.89K
MBTF
682
DELISTED
MBT Financial Corporation
MBTF
$11K ﹤0.01%
2,308
– –
BBLU
683
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$11K ﹤0.01%
+3,000
New +$9.62K
OIL
684
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$11K ﹤0.01%
500
– –
BBBY
685
Bed Bath & Beyond
BBBY
$442M
$10K ﹤0.01%
799
– –
CMA
686
DELISTED
Comerica
CMA
$10K ﹤0.01%
200
– –
DEW icon
687
WisdomTree Global High Dividend Fund
DEW
$155M
$10K ﹤0.01%
225
– –
DLTR icon
688
Dollar Tree
DLTR
$25.2B
$10K ﹤0.01%
176
– –
FAF icon
689
First American
FAF
$7.58B
$10K ﹤0.01%
378
– –
FNX icon
690
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$10K ﹤0.01%
200
– –
KBR icon
691
KBR
KBR
$4.8B
$10K ﹤0.01%
550
+61
+12% +$1.32K
MFC icon
692
Manulife Financial
MFC
$73.5B
$10K ﹤0.01%
494
– –
NHI icon
693
National Health Investors
NHI
$3.65B
$10K ﹤0.01%
180
– –
OHI icon
694
Omega Healthcare
OHI
$14.7B
$10K ﹤0.01%
300
– –
SH icon
695
ProShares Short S&P500
SH
$897M
$10K ﹤0.01%
56
-138
-71% -$25.5K
WTW icon
696
Willis Towers Watson
WTW
$32B
$10K ﹤0.01%
+89
New +$9.89K
TBRG
697
DELISTED
TruBridge
TBRG
$10K ﹤0.01%
172
– –
GAP
698
The Gap Inc
GAP
$7.37B
$10K ﹤0.01%
249
– –
FMO
699
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$10K ﹤0.01%
67
– –
APC
700
DELISTED
Anadarko Petroleum
APC
$10K ﹤0.01%
96
-31
-24% -$3.34K
26 27
28
29 30

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.