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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLZE icon
651
Backblaze
BLZE
$887M
$57.6K ﹤0.01%
16,686
+541
+3% +$2.28K
PSEC icon
652
Prospect Capital
PSEC
$1.15B
$54.3K ﹤0.01%
20,788
+2,766
+15% +$7.58K
ABEV icon
653
Ambev
ABEV
$44.1B
– –
-11,148
Closed -$27.5K
ALDX icon
654
Aldeyra Therapeutics
ALDX
$89.9M
– –
-13,565
Closed -$70.3K
CALM icon
655
Cal-Maine
CALM
$3.75B
– –
-4,357
Closed -$347K
CIBR icon
656
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
– –
-8,554
Closed -$611K
CODX
657
Co-Diagnostics
CODX
$8.45M
– –
-833
Closed -$4.21K
CPRT icon
658
Copart
CPRT
$30.5B
– –
-21,168
Closed -$829K
CYBR
659
DELISTED
CyberArk
CYBR
– –
-1,871
Closed -$835K
EMQQ icon
660
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$267M
– –
-9,242
Closed -$373K
GTLS
661
DELISTED
Chart Industries
GTLS
– –
-3,690
Closed -$761K
HOOD icon
662
Robinhood
HOOD
$93.7B
– –
-2,213
Closed -$250K
HOWL icon
663
Werewolf Therapeutics
HOWL
$45.8M
– –
-52,593
Closed -$33.3K
IGV icon
664
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
– –
-12,214
Closed -$1.29M
INDI icon
665
indie Semiconductor
INDI
$799M
– –
-14,238
Closed -$50.3K
INTU icon
666
Intuit
INTU
$97.9B
– –
-1,397
Closed -$926K
IQDF icon
667
Northern Trust International Quality Dividend ETF
IQDF
$1.18B
– –
-18,627
Closed -$566K
IXHL icon
668
Incannex Healthcare
IXHL
$43.6M
– –
-348
Closed -$3.74K
QTUM icon
669
Defiance Quantum ETF
QTUM
$5.53B
– –
-4,273
Closed -$469K
SLS icon
670
SELLAS Life Sciences
SLS
$2.67B
– –
-35,900
Closed -$135K
SOUN icon
671
SoundHound AI
SOUN
$3.16B
– –
-12,279
Closed -$122K
STKL
672
DELISTED
SunOpta
STKL
– –
-19,765
Closed -$75.1K
TYL icon
673
Tyler Technologies
TYL
$15.5B
– –
-1,215
Closed -$552K
UAA icon
674
Under Armour
UAA
$2.18B
– –
-27,575
Closed -$137K
UCON icon
675
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
– –
-10,036
Closed -$253K
24 25 26
27
28

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EP
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SWM
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SI
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MFM
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FWP
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GC
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.