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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
651
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$12K ﹤0.01%
236
+176
+293% +$8.86K
DIV icon
652
Global X SuperDividend US ETF
DIV
$783M
$12K ﹤0.01%
+419
New +$12.2K
EWJ icon
653
iShares MSCI Japan ETF
EWJ
$23B
$12K ﹤0.01%
250
-88
-26% -$4.21K
GAM
654
General American Investors Company
GAM
$1.61B
$12K ﹤0.01%
333
– –
IONS icon
655
Ionis Pharmaceuticals
IONS
$9.4B
$12K ﹤0.01%
300
– –
MXI icon
656
iShares Global Materials ETF
MXI
$362M
$12K ﹤0.01%
200
– –
PCEF icon
657
Invesco CEF Income Composite ETF
PCEF
$814M
$12K ﹤0.01%
+494
New +$12.3K
PWV icon
658
Invesco Large Cap Value ETF
PWV
$1.72B
$12K ﹤0.01%
400
– –
RSP icon
659
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$12K ﹤0.01%
160
-92
-37% -$7.06K
SHV icon
660
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$12K ﹤0.01%
109
– –
WELL icon
661
Welltower
WELL
$171B
$12K ﹤0.01%
200
+75
+60% +$4.84K
DNR
662
DELISTED
Denbury Resources, Inc.
DNR
$12K ﹤0.01%
775
– –
ANDV
663
DELISTED
Andeavor
ANDV
$12K ﹤0.01%
200
– –
UN
664
DELISTED
Unilever NV New York Registry Shares
UN
$12K ﹤0.01%
299
+1
+0.3% +$42
JPNL
665
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
$12K ﹤0.01%
250
– –
PXMC
666
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$12K ﹤0.01%
335
– –
ALL icon
667
Allstate
ALL
$67.5B
$11K ﹤0.01%
185
– –
BTI icon
668
British American Tobacco
BTI
$128B
$11K ﹤0.01%
+200
New +$11.8K
CIEN icon
669
Ciena
CIEN
$58.4B
$11K ﹤0.01%
650
-800
-55% -$15.7K
GNSS icon
670
Genasys
GNSS
$79.2M
$11K ﹤0.01%
+4,000
New +$10.3K
HIG icon
671
Hartford Financial Services
HIG
$39.3B
$11K ﹤0.01%
300
– –
HOG icon
672
Harley-Davidson
HOG
$2.71B
$11K ﹤0.01%
192
-100
-34% -$6.39K
ILMN icon
673
Illumina
ILMN
$28.4B
$11K ﹤0.01%
+72
New +$12K
PAAS icon
674
Pan American Silver
PAAS
$21.6B
$11K ﹤0.01%
1,000
-500
-33% -$7.04K
PH icon
675
Parker-Hannifin
PH
$135B
$11K ﹤0.01%
100
– –
25 26
27
28 29

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.