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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
626
DELISTED
TEGNA Inc
TGNA
$11K ﹤0.01%
654
+293
+81% +$4.72K
WPM icon
627
Wheaton Precious Metals
WPM
$60.9B
$11K ﹤0.01%
535
+330
+161% +$6.56K
CRT
628
Cross Timbers Royalty Trust
CRT
$60.2M
$10K ﹤0.01%
600
– –
DEW icon
629
WisdomTree Global High Dividend Fund
DEW
$155M
$10K ﹤0.01%
225
– –
EEMV icon
630
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$10K ﹤0.01%
180
-3,045
-94% -$178K
EFV icon
631
iShares MSCI EAFE Value ETF
EFV
$29.4B
$10K ﹤0.01%
200
+129
+182% +$6.81K
GVI icon
632
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$10K ﹤0.01%
+91
New +$10.1K
IYK icon
633
iShares US Consumer Staples ETF
IYK
$1.41B
$10K ﹤0.01%
285
– –
JPC icon
634
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$10K ﹤0.01%
1,070
+90
+9% +$839
NOC icon
635
Northrop Grumman
NOC
$81.2B
$10K ﹤0.01%
71
+35
+97% +$4.8K
OXY icon
636
Occidental Petroleum
OXY
$55.9B
$10K ﹤0.01%
126
-215
-63% -$17.8K
PEGA icon
637
Pegasystems
PEGA
$5.38B
$10K ﹤0.01%
970
+730
+304% +$7.48K
RH icon
638
RH
RH
$3.71B
$10K ﹤0.01%
100
– –
SH icon
639
ProShares Short S&P500
SH
$897M
$10K ﹤0.01%
56
– –
TTE icon
640
TotalEnergies
TTE
$190B
$10K ﹤0.01%
126,695,154
-1,837,079,729
-94% -$184K
ZAGG
641
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$10K ﹤0.01%
1,526
+216
+16% +$1.26K
COL
642
DELISTED
Rockwell Collins
COL
$10K ﹤0.01%
+117
New +$9.6K
GOLD
643
DELISTED
Randgold Resources Ltd
GOLD
$10K ﹤0.01%
152
-152
-50% -$9.92K
CENX icon
644
Century Aluminum
CENX
$5.07B
$9K ﹤0.01%
370
+140
+61% +$3.61K
CMA
645
DELISTED
Comerica
CMA
$9K ﹤0.01%
200
– –
EXAS
646
DELISTED
Exact Sciences
EXAS
$9K ﹤0.01%
+325
New +$7.91K
FAST icon
647
Fastenal
FAST
$59.5B
$9K ﹤0.01%
720
+280
+64% +$3.13K
FWRD icon
648
Forward Air
FWRD
$654M
$9K ﹤0.01%
180
– –
GXC icon
649
State Street SPDR S&P China ETF
GXC
$482M
$9K ﹤0.01%
114
– –
KBWY icon
650
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$9K ﹤0.01%
+250
New +$8.39K
24 25
26
27 28

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.